Ubs Financial Services Inc.

Ubs Financial Services Inc. (CRD# 8174) is a financial advisory firm headquartered in Weehawken, NJ. They manage $702,387,082,915 in 1,093,486 accounts and serve the financial needs of clients across 50 states (or territories).

By the Numbers
  • Total Assets Under Management
    702,387
    MILLION
  • Total Number of Accounts
    1,093,486
    ACCOUNTS
  • Average Account Value
    $642,338
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Security ratings or pricing services
  • Educational seminars/workshops
Types of Clients
Registered States
The map below shows states where this firm has explicit registration only.

AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

Financial Advisors at Ubs Financial Services Inc.
Showing 231 - 240 of 9,180 top financial advisors.
231
Donald C. Atherton
CRD#: 1865816
1780 Hughes Landing Blvd., Suite 200, The Woodlands, TX 77380

Donald Atherton (CRD# 1865816) is an Investment Advisor Representative working at Ubs Financial Services Inc. in The Woodlands, TX and has over 29 years of experience in the finance industry.

232
Michael B. Atkins
CRD#: 5478330
4400 Post Oak Parkway, Suite 1800, Houston, TX 77027

Michael Atkins (CRD# 5478330) is an Investment Advisor Representative working at Ubs Financial Services Inc. in Houston, TX and has over 9 years of experience in the finance industry.

233
David J. Atkinson
CRD#: 4564047
7272 Wisconsin Avenue 23rd Floor, Bethesda, MD 20814

David Atkinson (CRD# 4564047) is an Investment Advisor Representative working at Ubs Financial Services Inc. in Bethesda, MD and has over 21 years of experience in the finance industry.

234
Paul G. Atkinson
CRD#: 2493815
370-17th Street, Denver, CO 80202

Paul Atkinson (CRD# 2493815) is an Investment Advisor Representative working at Ubs Financial Services Inc. in Denver, CO and has over 27 years of experience in the finance industry.

235
R S. Atkinson
CRD#: 2205730
175 Century Square Drive, Suite 300, College Station, TX 77840

R Atkinson (CRD# 2205730) is an Investment Advisor Representative working at Ubs Financial Services Inc. in College Station, TX and has over 32 years of experience in the finance industry.

236
Thomas E. Atkinson
CRD#: 5347231
550 Biltmore Way, 7th, 9th & 10th Floor, Coral Gables, FL 33134

Thomas Atkinson (CRD# 5347231) is an Investment Advisor Representative working at Ubs Financial Services Inc. in Coral Gables, FL and has over 17 years of experience in the finance industry.

237
Chris G. G. Atsaves
CRD#: 3176184
1 North Wacker Drive, 32nd & 33rd, Chicago, IL 60606

Chris G. Atsaves (CRD# 3176184) is an Investment Advisor Representative working at Ubs Financial Services Inc. in Chicago, IL and has over 25 years of experience in the finance industry.

238
Sonia M. Attkiss
CRD#: 2936806
299 Park Ave, 26th Floor, New York, NY 10171

Sonia Attkiss (CRD# 2936806) is an Investment Advisor Representative working at Ubs Financial Services Inc. in New York, NY and has over 2 years of experience in the finance industry.

239
Hans P. Auer
CRD#: 4146223
201 West 3rd Street, Suite 200, Jamestown, NY 14701

Hans Auer (CRD# 4146223) is an Investment Advisor Representative working at Ubs Financial Services Inc. in Jamestown, NY and has over 24 years of experience in the finance industry.

240
Michael K. Aukerman
CRD#: 5207532
3601 Rigby Road, Suite 500, Miamisburg, OH 45342

Michael Aukerman (CRD# 5207532) is an Investment Advisor Representative working at Ubs Financial Services Inc. in Miamisburg, OH and has over 17 years of experience in the finance industry.

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