Ubs Financial Services Inc.

Ubs Financial Services Inc. (CRD# 8174) is a financial advisory firm headquartered in Weehawken, NJ. They manage $702,387,082,915 in 1,093,486 accounts and serve the financial needs of clients across 50 states (or territories).

By the Numbers
  • Total Assets Under Management
    702,387
    MILLION
  • Total Number of Accounts
    1,093,486
    ACCOUNTS
  • Average Account Value
    $642,338
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Security ratings or pricing services
  • Educational seminars/workshops
Types of Clients
Registered States
The map below shows states where this firm has explicit registration only.

AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

Financial Advisors at Ubs Financial Services Inc.
Showing 211 - 220 of 9,180 top financial advisors.
211
Tina L. Arpaia-Mccann
CRD#: 3100041
4313 Nw 8th Avenue, Suite 10, Gainesville, FL 32605

Tina Arpaia-Mccann (CRD# 3100041) is an Investment Advisor Representative working at Ubs Financial Services Inc. in Gainesville, FL and has over 21 years of experience in the finance industry.

212
Alan Arrieta
CRD#: 5089103
One North Wacker Drive, Ste 3300, Chicago, IL 60606

Alan Arrieta (CRD# 5089103) is an Investment Advisor Representative working at Ubs Financial Services Inc. in Chicago, IL and has over 18 years of experience in the finance industry.

213
Federico J. Arrosa
CRD#: 2732879
550 Biltmore Way, 7th, 9th & 10th Floor, Coral Gables, FL 33134

Federico Arrosa (CRD# 2732879) is an Investment Advisor Representative working at Ubs Financial Services Inc. in Coral Gables, FL and has over 21 years of experience in the finance industry.

214
Bert R. Arrowood
CRD#: 3044451
17 West Mcbee Avenue, Greenville, SC 29601

Bert Arrowood (CRD# 3044451) is an Investment Advisor Representative working at Ubs Financial Services Inc. in Greenville, SC and has over 25 years of experience in the finance industry.

215
Glenn Wyatt W. Arthurs
CRD#: 1106176
250 Delaware Avenue, Buffalo, NY 14202

Glenn Wyatt Arthurs (CRD# 1106176) is an Investment Advisor Representative working at Ubs Financial Services Inc. in Buffalo, NY and has over 41 years of experience in the finance industry.

216
Wyatt R. Arthurs
CRD#: 5059662
250 Delaware Avenue, Buffalo, NY 14202

Wyatt Arthurs (CRD# 5059662) is an Investment Advisor Representative working at Ubs Financial Services Inc. in Buffalo, NY and has over 17 years of experience in the finance industry.

217
Gregg B. Arum
CRD#: 2798694
New York, NY

Gregg Arum (CRD# 2798694) is an Investment Advisor Representative working at Ubs Financial Services Inc. in New York, NY and has over 27 years of experience in the finance industry.

218
Casey M. Arundel
CRD#: 4925418
3560 Lenox Road Ne, 28th Floor, Atlanta, GA 30326

Casey Arundel (CRD# 4925418) is an Investment Advisor Representative working at Ubs Financial Services Inc. in Atlanta, GA and has over 10 years of experience in the finance industry.

219
Lindsay T. Arvin
CRD#: 6996587
2525 Bay Area Blvd, 3rd Floor, Houston, TX 77058

Lindsay Arvin (CRD# 6996587) is an Investment Advisor Representative working at Ubs Financial Services Inc. in Houston, TX and has over 5 years of experience in the finance industry.

220
Erica B. Asada
CRD#: 4143329
5 Revere Drive, 1 Northbrook Place, Northbrook, IL 60062

Erica Asada (CRD# 4143329) is an Investment Advisor Representative working at Ubs Financial Services Inc. in Northbrook, IL and has over 23 years of experience in the finance industry.

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