Ubs Financial Services Inc.

Ubs Financial Services Inc. (CRD# 8174) is a financial advisory firm headquartered in Weehawken, NJ. They manage $702,387,082,915 in 1,093,486 accounts and serve the financial needs of clients across 50 states (or territories).

By the Numbers
  • Total Assets Under Management
    702,387
    MILLION
  • Total Number of Accounts
    1,093,486
    ACCOUNTS
  • Average Account Value
    $642,338
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Security ratings or pricing services
  • Educational seminars/workshops
Types of Clients
Registered States
The map below shows states where this firm has explicit registration only.

AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

Financial Advisors at Ubs Financial Services Inc.
Showing 221 - 230 of 9,180 top financial advisors.
221
Bernard H. Ascher
CRD#: 1200527
1285 Avenue Of The Americas, 15 Thru 18th Floors, New York, NY 10019

Bernard Ascher (CRD# 1200527) is an Investment Advisor Representative working at Ubs Financial Services Inc. in New York, NY and has over 40 years of experience in the finance industry.

222
Carolyn A. Asencio
CRD#: 5971872
401 East Las Olas Boulevard, Las Olas Centre, Fort Lauderdale, FL 33301

Carolyn Asencio (CRD# 5971872) is an Investment Advisor Representative working at Ubs Financial Services Inc. in Fort Lauderdale, FL and has over 8 years of experience in the finance industry.

223
Cori M. Ash
CRD#: 5341321
9201 Camino Media, Suite 230, Bakersfield, CA 93311

Cori Ash (CRD# 5341321) is an Investment Advisor Representative working at Ubs Financial Services Inc. in Bakersfield, CA and has over 16 years of experience in the finance industry.

224
Kyle A. Ashmore
CRD#: 6117516
1285 Avenue Of The Americas, 15 Thru 18th Floors, New York, NY 10019

Kyle Ashmore (CRD# 6117516) is an Investment Advisor Representative working at Ubs Financial Services Inc. in New York, NY and has over 8 years of experience in the finance industry.

225
Joseph R. Asiano
CRD#: 2938323
555 California Street, 32nd Floor/ Suite 3200, San Francisco, CA 94104

Joseph Asiano (CRD# 2938323) is an Investment Advisor Representative working at Ubs Financial Services Inc. in San Francisco, CA and has over 26 years of experience in the finance industry.

226
Mane Aslanian
CRD#: 6571177
131 South Rodeo Drive, Suite 300, Beverly Hills, CA 90212

Mane Aslanian (CRD# 6571177) is an Investment Advisor Representative working at Ubs Financial Services Inc. in Beverly Hills, CA and has over 6 years of experience in the finance industry.

227
Tod D. Asmussen
CRD#: 2485131
2219 Rimland Dr Suite 329, Bellingham, WA 98226

Tod Asmussen (CRD# 2485131) is an Investment Advisor Representative working at Ubs Financial Services Inc. in Bellingham, WA and has over 30 years of experience in the finance industry.

228
Carlos Aspirichaga
CRD#: 5866517
4400 Post Oak Parkway, Suite 1800, Houston, TX 77027

Carlos Aspirichaga (CRD# 5866517) is an Investment Advisor Representative working at Ubs Financial Services Inc. in Houston, TX and has over 13 years of experience in the finance industry.

229
Jose Mari C. Asuncion
CRD#: 3206349
1200 Harbor Boulevard, Weehawken, NJ 07086

Jose Mari Asuncion (CRD# 3206349) is an Investment Advisor Representative working at Ubs Financial Services Inc. in Weehawken, NJ and has over 18 years of experience in the finance industry.

230
Ann M. Atchison
CRD#: 3268757
101 East Kennedy Boulevard, Suite 1800, Tampa, FL 33602

Ann Atchison (CRD# 3268757) is an Investment Advisor Representative working at Ubs Financial Services Inc. in Tampa, FL and has over 16 years of experience in the finance industry.

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