Rbc Capital Markets, LLC

Rbc Capital Markets, LLC (CRD# 31194) is a financial advisory firm headquartered in New York, NY. They manage $201,263,931,084 in 451,404 accounts and serve the financial needs of clients across 52 states (or territories).

By the Numbers
  • Total Assets Under Management
    201,264
    MILLION
  • Total Number of Accounts
    451,404
    ACCOUNTS
  • Average Account Value
    $445,862
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States
The map below shows states where this firm has explicit registration only.

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

Financial Advisors at Rbc Capital Markets, LLC
Showing 121 - 130 of 3,301 top financial advisors.
121
Frank D. Barnett
CRD#: 1998285
1347 Dominion Plaza, Tyler, TX 75703

Frank Barnett (CRD# 1998285) is an Investment Advisor Representative working at Rbc Capital Markets, LLC in Tyler, TX and has over 34 years of experience in the finance industry.

122
Shari P. Barnett
CRD#: 4267148
1211 Avenue Of The Americas, Suite 3300, New York, NY 10036

Shari Barnett (CRD# 4267148) is an Investment Advisor Representative working at Rbc Capital Markets, LLC in New York, NY and has over 11 years of experience in the finance industry.

123
Ralph D. Barocas
CRD#: 837446
1801 California Street, Suite 3900, Denver, CO 80202

Ralph Barocas (CRD# 837446) is an Investment Advisor Representative working at Rbc Capital Markets, LLC in Denver, CO and has over 43 years of experience in the finance industry.

124
Brad F. Baron
CRD#: 2334124
99 Almaden Boulevard, Suite 300, San Jose, CA 95113

Brad Baron (CRD# 2334124) is an Investment Advisor Representative working at Rbc Capital Markets, LLC in San Jose, CA and has over 30 years of experience in the finance industry.

125
Dawn M. Barrett
CRD#: 2685178
250 Nicollet Mall, Suite 2000, Minneapolis, MN 55401

Dawn Barrett (CRD# 2685178) is an Investment Advisor Representative working at Rbc Capital Markets, LLC in Minneapolis, MN and has over 10 years of experience in the finance industry.

126
Micah A. Barrett
CRD#: 5836174
1015 W Saint Germain St, Suite 400, Saint Cloud, MN 56301

Micah Barrett (CRD# 5836174) is an Investment Advisor Representative working at Rbc Capital Markets, LLC in Saint Cloud, MN and has over 10 years of experience in the finance industry.

127
Richard F. Barrington
CRD#: 1220640
102 South Tejon, Suite 460, Colorado Springs, CO 80903

Richard Barrington (CRD# 1220640) is an Investment Advisor Representative working at Rbc Capital Markets, LLC in Colorado Springs, CO and has over 40 years of experience in the finance industry.

128
George J. Barrios
CRD#: 4101606
661 South Rivershore Lane, Suite 200, Eagle, ID 83616

George Barrios (CRD# 4101606) is an Investment Advisor Representative working at Rbc Capital Markets, LLC in Eagle, ID and has over 24 years of experience in the finance industry.

129
Stephanie S. Barsness
CRD#: 2148903
74-199 El Paseo Drive, Suite 102, Palm Desert, CA 92260

Stephanie Barsness (CRD# 2148903) is an Investment Advisor Representative working at Rbc Capital Markets, LLC in Palm Desert, CA and has over 28 years of experience in the finance industry.

130
Philip J. Bartlett
CRD#: 5528902
661 South Rivershore Lane, Suite 200, Eagle, ID 83616

Philip Bartlett (CRD# 5528902) is an Investment Advisor Representative working at Rbc Capital Markets, LLC in Eagle, ID and has over 15 years of experience in the finance industry.

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