Rbc Capital Markets, LLC

Rbc Capital Markets, LLC (CRD# 31194) is a financial advisory firm headquartered in New York, NY. They manage $201,263,931,084 in 451,404 accounts and serve the financial needs of clients across 52 states (or territories).

By the Numbers
  • Total Assets Under Management
    201,264
    MILLION
  • Total Number of Accounts
    451,404
    ACCOUNTS
  • Average Account Value
    $445,862
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States
The map below shows states where this firm has explicit registration only.

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

Financial Advisors at Rbc Capital Markets, LLC
Showing 111 - 120 of 3,301 top financial advisors.
111
Joseph S. Ballantyne
CRD#: 860984
3430 East Sunrise Drive Suite 250, Tucson, AZ 85718

Joseph Ballantyne (CRD# 860984) is an Investment Advisor Representative working at Rbc Capital Markets, LLC in Tucson, AZ and has over 32 years of experience in the finance industry.

112
Paul Ballett
CRD#: 4233602
300 West 6th Street, Suite 2200, Austin, TX 78701

Paul Ballett (CRD# 4233602) is an Investment Advisor Representative working at Rbc Capital Markets, LLC in Austin, TX and has over 23 years of experience in the finance industry.

113
Austin R. Balm
CRD#: 6532744
250 Nicollet Mall, Suite 2000, Minneapolis, MN 55401

Austin Balm (CRD# 6532744) is an Investment Advisor Representative working at Rbc Capital Markets, LLC in Minneapolis, MN and has over 7 years of experience in the finance industry.

114
Carolyn A. Bambaci
CRD#: 4861077
200 Park Avenue, 2nd Floor, Florham Park, NJ 07932

Carolyn Bambaci (CRD# 4861077) is an Investment Advisor Representative working at Rbc Capital Markets, LLC in Florham Park, NJ and has over 12 years of experience in the finance industry.

115
Anthony L. Barbash
CRD#: 1123804
5310 Kietzke Lane, Suite 201, Reno, NV 89511

Anthony Barbash (CRD# 1123804) is an Investment Advisor Representative working at Rbc Capital Markets, LLC in Reno, NV and has over 39 years of experience in the finance industry.

116
John G. Barber
CRD#: 6232584
250 Nicollet Mall, Suite 2000, Minneapolis, MN 55401

John Barber (CRD# 6232584) is an Investment Advisor Representative working at Rbc Capital Markets, LLC in Minneapolis, MN and has over 10 years of experience in the finance industry.

117
William F. Bard
CRD#: 1122508
250 Nicollet Mall, Suite 2000, Minneapolis, MN 55401

William Bard (CRD# 1122508) is an Investment Advisor Representative working at Rbc Capital Markets, LLC in Minneapolis, MN and has over 41 years of experience in the finance industry.

118
Nicole R. Barker
CRD#: 6636723
3760 Carillon Point, Kirkland, WA 98033

Nicole Barker (CRD# 6636723) is an Investment Advisor Representative working at Rbc Capital Markets, LLC in Kirkland, WA and has over 6 years of experience in the finance industry.

119
Gerald L. Barkley
CRD#: 4342757
One Ppg Place, Suite 2900, Pittsburgh, PA 15222

Gerald Barkley (CRD# 4342757) is an Investment Advisor Representative working at Rbc Capital Markets, LLC in Pittsburgh, PA and has over 23 years of experience in the finance industry.

120
Debra M. Barnes
CRD#: 4375477
200 Park Avenue, 2nd Floor, Florham Park, NJ 07932

Debra Barnes (CRD# 4375477) is an Investment Advisor Representative working at Rbc Capital Markets, LLC in Florham Park, NJ and has over 21 years of experience in the finance industry.

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