Rbc Capital Markets, LLC

Rbc Capital Markets, LLC (CRD# 31194) is a financial advisory firm headquartered in New York, NY. They manage $201,263,931,084 in 451,404 accounts and serve the financial needs of clients across 52 states (or territories).

By the Numbers
  • Total Assets Under Management
    201,264
    MILLION
  • Total Number of Accounts
    451,404
    ACCOUNTS
  • Average Account Value
    $445,862
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States
The map below shows states where this firm has explicit registration only.

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

Financial Advisors at Rbc Capital Markets, LLC
Showing 101 - 110 of 3,301 top financial advisors.
101
Kimberly A. Baird
CRD#: 2532284
1801 California Street, Suite 3900, Denver, CO 80202

Kimberly Baird (CRD# 2532284) is an Investment Advisor Representative working at Rbc Capital Markets, LLC in Denver, CO and has over 29 years of experience in the finance industry.

102
Donald R. Baker
CRD#: 803170
3491 East Harmony Road, Suite 210, Fort Collins, CO 80528

Donald Baker (CRD# 803170) is an Investment Advisor Representative working at Rbc Capital Markets, LLC in Fort Collins, CO and has over 26 years of experience in the finance industry.

103
Justin R. Baker
CRD#: 4200772
641 E. Lake Street, Suite 230, Wayzata, MN 55391

Justin Baker (CRD# 4200772) is an Investment Advisor Representative working at Rbc Capital Markets, LLC in Wayzata, MN and has over 23 years of experience in the finance industry.

104
Lisa A. Baker
CRD#: 2769696
7650 Edinborough Way, Suite 800, Edina, MN 55435

Lisa Baker (CRD# 2769696) is an Investment Advisor Representative working at Rbc Capital Markets, LLC in Edina, MN and has over 24 years of experience in the finance industry.

105
Lizbeth K. Baker
CRD#: 1056380
641 E. Lake Street, Suite 230, Wayzata, MN 55391

Lizbeth Baker (CRD# 1056380) is an Investment Advisor Representative working at Rbc Capital Markets, LLC in Wayzata, MN and has over 41 years of experience in the finance industry.

106
Scott T. Baker
CRD#: 710804
3491 East Harmony Road, Suite 210, Fort Collins, CO 80528

Scott Baker (CRD# 710804) is an Investment Advisor Representative working at Rbc Capital Markets, LLC in Fort Collins, CO and has over 43 years of experience in the finance industry.

107
Kurt J. Bakken
CRD#: 2192373
2064 Superior Dr. Nw, Rochester, MN 55901

Kurt Bakken (CRD# 2192373) is an Investment Advisor Representative working at Rbc Capital Markets, LLC in Rochester, MN and has over 32 years of experience in the finance industry.

108
Daniel H. Ball
CRD#: 2316441
1801 California Street, Suite 3900, Denver, CO 80202

Daniel Ball (CRD# 2316441) is an Investment Advisor Representative working at Rbc Capital Markets, LLC in Denver, CO and has over 31 years of experience in the finance industry.

109
Jeffrey D. Ball
CRD#: 1940030
328 Newman Springs Road, Suite 380, Red Bank, NJ 07701

Jeffrey Ball (CRD# 1940030) is an Investment Advisor Representative working at Rbc Capital Markets, LLC in Red Bank, NJ and has over 34 years of experience in the finance industry.

110
Lisa A. Ball
CRD#: 1471911
99 Almaden Boulevard, Suite 300, San Jose, CA 95113

Lisa Ball (CRD# 1471911) is an Investment Advisor Representative working at Rbc Capital Markets, LLC in San Jose, CA and has over 21 years of experience in the finance industry.

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