Stephens

Stephens (CRD# 3496) is a financial advisory firm headquartered in Little Rock, AR. They manage $13,609,251,985 in 21,368 accounts and serve the financial needs of clients across 51 states (or territories).

By the Numbers
  • Total Assets Under Management
    13,609
    MILLION
  • Total Number of Accounts
    21,368
    ACCOUNTS
  • Average Account Value
    $636,899
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
  • Performance-based fees
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Educational seminars/workshops
Types of Clients
Registered States
The map below shows states where this firm has explicit registration only.

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY

Financial Advisors at Stephens
Showing 221 - 230 of 241 top financial advisors.
221
Maxwell H. Neely
CRD#: 5853903
140 Township Avenue, Ste 202, Ridgeland, MS 39157

Maxwell Neely (CRD# 5853903) is an Investment Advisor Representative working at Stephens in Ridgeland, MS and has over 10 years of experience in the finance industry.

222
Alexander B. Neumann
CRD#: 6930319
111 Center Street, Little Rock, AR 72201

Alexander Neumann (CRD# 6930319) is an Investment Advisor Representative working at Stephens in Little Rock, AR and has over 2 years of experience in the finance industry.

223
Collin B. Nieman
CRD#: 7210865
111 Center Street, Little Rock, AR 72201

Collin Nieman (CRD# 7210865) is an Investment Advisor Representative working at Stephens in Little Rock, AR and has 1 year of experience in the finance industry.

224
Joshua E. Parrish
CRD#: 7175466
101 S. Stratford Road, Winston Salem, NC 27104

Joshua Parrish (CRD# 7175466) is an Investment Advisor Representative working at Stephens in Winston Salem, NC and has over 4 years of experience in the finance industry.

225
Harrison Parsons
CRD#: 7197714
111 Center Street, Little Rock, AR 72201

Harrison Parsons (CRD# 7197714) is an Investment Advisor Representative working at Stephens in Little Rock, AR and has 1 year of experience in the finance industry.

226
Spencer R. Pendry
CRD#: 6028945
101 S. Stratford Road, Winston Salem, NC 27104

Spencer Pendry (CRD# 6028945) is an Investment Advisor Representative working at Stephens in Winston Salem, NC and has over 4 years of experience in the finance industry.

227
Siddhant Ramesh
CRD#: 7570302
111 Center Street, Little Rock, AR 72201

Siddhant Ramesh (CRD# 7570302) is an Investment Advisor Representative working at Stephens in Little Rock, AR and has 1 year of experience in the finance industry.

228
Richard O. Rogers
CRD#: 7761993
101 S. Stratford Road, Winston Salem, NC 27104

Richard Rogers (CRD# 7761993) is an Investment Advisor Representative working at Stephens in Winston Salem, NC and has 1 year of experience in the finance industry.

229
Brandon J. Rud
CRD#: 7330569
225 Commercial Avenue, Suite 500, Portland, ME 04101

Brandon Rud (CRD# 7330569) is an Investment Advisor Representative working at Stephens in Portland, ME and has over 3 years of experience in the finance industry.

230
James R. Salera
CRD#: 6719722
Lakewood, OH

James Salera (CRD# 6719722) is an Investment Advisor Representative working at Stephens in Lakewood, OH and has over 7 years of experience in the finance industry.

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