![Richard Rogers, financial advisor Winston Salem NC](/img/ws/profile-blank-sq.png)
Richard Rogers (CRD# 7761993) is an Investment Advisor Representative working at Stephens in Winston Salem, NC and has 1 year of experience in the finance industry.
![James Abernethy, financial advisor Winston Salem NC](/img/ws/profile-blank-sq.png)
CRD# 1821508
Ubs Financial Services Inc.
![Paul Adkins, financial advisor Winston Salem NC](/img/ws/profile-blank-sq.png)
CRD# 6683568
Principal Securities, Inc.
![Beth Agnello, financial advisor Winston Salem NC](/img/ws/profile-blank-sq.png)
CRD# 1868078
Cgn Advisors, LLC
Company Name | Location | Dates | Years |
---|---|---|---|
Stephens Inc. | Winston- Salem, NC | Sep 2023 - Current | < 1 |
Stephens Inc. | Winston-salem, NC | Jun 2023 - Sep 2023 | < 1 |
Bain And Company | Atlanta, GA | Jul 2021 - Apr 2023 | 1 |
Proteus Motion | New York, NY | Feb 2020 - Jul 2021 | 1 |
Columbia Business School | New York, NY | Aug 2019 - May 2021 | 1 |
Bain And Company | Atlanta, GA | Jul 2018 - Jul 2019 | 1 |
Unemployed | Charlotte, NC | Apr 2018 - Jul 2018 | < 1 |
Pamlico Capital | Charlotte, NC | Aug 2017 - Mar 2018 | < 1 |
Bain And Company | Atlanta, GA | Oct 2014 - Jul 2017 | 2 |
Unemployed | Winston Salem, NC | Jun 2014 - Oct 2014 | < 1 |
Exam Code | Name | Passed Date |
---|---|---|
S66 | NASAA Uniform Combined State Law Examination | Aug 2023 |
- NC
- TX
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Total Assets Under Management13,609MILLIONS
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Total Number of Accounts21,368ACCOUNTS
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Average Account Value$636,899
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Commissions
- Performance-based fees
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY
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