Nuveen Asset Management, LLC

Nuveen Asset Management, LLC (CRD# 155584) is a financial advisory firm headquartered in Chicago, IL. They manage $239,614,971,441 in 59,703 accounts and serve the financial needs of clients across 53 states (or territories).

By the Numbers
  • Total Assets Under Management
    239,615
    MILLION
  • Total Number of Accounts
    59,703
    ACCOUNTS
  • Average Account Value
    $4,013,449
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Performance-based fees
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies (as well as "business development companies")
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States
The map below shows states where this firm has explicit registration only.

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

Financial Advisors at Nuveen Asset Management, LLC
Showing 131 - 140 of 240 top financial advisors.
131
Bradford L. Rowbotham
CRD#: 4797925
333 West Wacker Drive, Chicago, IL 60606

Bradford Rowbotham (CRD# 4797925) is an Investment Advisor Representative working at Nuveen Asset Management, LLC in Chicago, IL and has over 17 years of experience in the finance industry.

132
Charles W. Sauter
CRD#: 2151456
333 West Wacker Drive, Chicago, IL 60606

Charles Sauter (CRD# 2151456) is an Investment Advisor Representative working at Nuveen Asset Management, LLC in Chicago, IL and has over 32 years of experience in the finance industry.

133
Jonathon R. Scardina
CRD#: 4720359
333 West Wacker Drive, Chicago, IL 60606

Jonathon Scardina (CRD# 4720359) is an Investment Advisor Representative working at Nuveen Asset Management, LLC in Chicago, IL and has over 20 years of experience in the finance industry.

134
Travis J. Schantz
CRD#: 6444443
333 West Wacker Drive, Chicago, IL 60606

Travis Schantz (CRD# 6444443) is an Investment Advisor Representative working at Nuveen Asset Management, LLC in Chicago, IL and has over 8 years of experience in the finance industry.

135
Daniel S. Schwartz
CRD#: 5233875
333 West Wacker Drive, Chicago, IL 60606

Daniel Schwartz (CRD# 5233875) is an Investment Advisor Representative working at Nuveen Asset Management, LLC in Chicago, IL and has over 17 years of experience in the finance industry.

136
John H. Scully
CRD#: 2475111
333 West Wacker Drive, Chicago, IL 60606

John Scully (CRD# 2475111) is an Investment Advisor Representative working at Nuveen Asset Management, LLC in Chicago, IL and has over 28 years of experience in the finance industry.

137
Lisa A. Segner
CRD#: 5303910
333 West Wacker Drive, Chicago, IL 60606

Lisa Segner (CRD# 5303910) is an Investment Advisor Representative working at Nuveen Asset Management, LLC in Chicago, IL and has over 12 years of experience in the finance industry.

138
Lauralee Settles
CRD#: 4846747
333 West Wacker Drive, Chicago, IL 60606

Lauralee Settles (CRD# 4846747) is an Investment Advisor Representative working at Nuveen Asset Management, LLC in Chicago, IL and has over 19 years of experience in the finance industry.

139
Robert J. Shea
CRD#: 4527431
333 West Wacker Drive, Chicago, IL 60606

Robert Shea (CRD# 4527431) is an Investment Advisor Representative working at Nuveen Asset Management, LLC in Chicago, IL and has over 20 years of experience in the finance industry.

140
Michael Sheyker
CRD#: 1849708
333 West Wacker Drive, Chicago, IL 60606

Michael Sheyker (CRD# 1849708) is an Investment Advisor Representative working at Nuveen Asset Management, LLC in Chicago, IL and has 1 year of experience in the finance industry.

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