Nuveen Asset Management, LLC

Nuveen Asset Management, LLC (CRD# 155584) is a financial advisory firm headquartered in Chicago, IL. They manage $239,614,971,441 in 59,703 accounts and serve the financial needs of clients across 53 states (or territories).

By the Numbers
  • Total Assets Under Management
    239,615
    MILLION
  • Total Number of Accounts
    59,703
    ACCOUNTS
  • Average Account Value
    $4,013,449
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Performance-based fees
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies (as well as "business development companies")
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States
The map below shows states where this firm has explicit registration only.

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

Financial Advisors at Nuveen Asset Management, LLC
Showing 121 - 130 of 241 top financial advisors.
121
Frederick C. Pickard
CRD#: 6699703
333 West Wacker Drive, Chicago, IL 60606

Frederick Pickard (CRD# 6699703) is an Investment Advisor Representative working at Nuveen Asset Management, LLC in Chicago, IL and has over 7 years of experience in the finance industry.

122
James M. Polito
CRD#: 2624236
8500 Andrew Carnegie Blvd., Charlotte, NC 28262

James Polito (CRD# 2624236) is an Investment Advisor Representative working at Nuveen Asset Management, LLC in Charlotte, NC and has over 28 years of experience in the finance industry.

123
Michael D. Ramsey
CRD#: 6897367
2049 Century Park East, Suite 1600, Los Angeles, CA 90067

Michael Ramsey (CRD# 6897367) is an Investment Advisor Representative working at Nuveen Asset Management, LLC in Los Angeles, CA and has over 5 years of experience in the finance industry.

124
Patricia Regnitz
CRD#: 5928077
333 West Wacker Drive, Chicago, IL 60606

Patricia Regnitz (CRD# 5928077) is an Investment Advisor Representative working at Nuveen Asset Management, LLC in Chicago, IL and has over 9 years of experience in the finance industry.

125
Edward H. Rhee
CRD#: 4697854
333 West Wacker Drive, Chicago, IL 60606

Edward Rhee (CRD# 4697854) is an Investment Advisor Representative working at Nuveen Asset Management, LLC in Chicago, IL and has over 20 years of experience in the finance industry.

126
Tracy Ann M. Robeniol
CRD#: 4945346
333 West Wacker Drive, Chicago, IL 60606

Tracy Ann Robeniol (CRD# 4945346) is an Investment Advisor Representative working at Nuveen Asset Management, LLC in Chicago, IL and has over 17 years of experience in the finance industry.

127
Kenneth G. Roedel
CRD#: 2816606
333 West Wacker Drive, Chicago, IL 60606

Kenneth Roedel (CRD# 2816606) is an Investment Advisor Representative working at Nuveen Asset Management, LLC in Chicago, IL and has over 27 years of experience in the finance industry.

128
Tiffany A. Rosen
CRD#: 5479015
333 West Wacker Drive, Chicago, IL 60606

Tiffany Rosen (CRD# 5479015) is an Investment Advisor Representative working at Nuveen Asset Management, LLC in Chicago, IL and has over 15 years of experience in the finance industry.

129
Michael S. Rosenthal
CRD#: 1076424
333 West Wacker Drive, Chicago, IL 60606

Michael Rosenthal (CRD# 1076424) is an Investment Advisor Representative working at Nuveen Asset Management, LLC in Chicago, IL and has over 22 years of experience in the finance industry.

130
Ellen E. Rossi
CRD#: 5104553
333 West Wacker Drive, Chicago, IL 60606

Ellen Rossi (CRD# 5104553) is an Investment Advisor Representative working at Nuveen Asset Management, LLC in Chicago, IL and has over 17 years of experience in the finance industry.

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