CRD# 5182920
Moore Investment Partners, LLC
CRD# 862387
Merrill Lynch, Pierce, Fenner & Smith Incorporated
CRD# 2867492
Defender Capital
Company Name | Location | Dates | Years |
---|---|---|---|
Brighton Securities Corp | Rochester, NY | Jun 2021 - Current | 2 |
Liberty Financial Solutions | Charlotte, NC | Sep 2020 - Current | 3 |
Mbbg Real Estate | Charlotte, NC | Jul 2013 - Current | 10 |
Cadaret, Grant & Company, Inc. | Charlote, NC | Jan 2021 - Jun 2021 | < 1 |
Cambridge Investment Research, Inc. | Fairfield, IA | Sep 2020 - Mar 2021 | < 1 |
Cambridge Investment Research Advisors, Inc. | Fairfield, IA | Sep 2020 - Mar 2021 | < 1 |
E.k. Riley Investments, LLC | Seattle, WA | Jun 2016 - Sep 2020 | 4 |
Raymond James Financial Services Advisors Inc. | Huntersville, NC | Sep 2012 - Jun 2016 | 3 |
Raymond James Financial Services | Huntersville, NC | Aug 2012 - Jun 2016 | 3 |
Exam Code | Name | Passed Date |
---|---|---|
S63 | Uniform Securities State Law Examination | Jul 1997 |
S66 | NASAA Uniform Combined State Law Examination | Aug 2004 |
- AZ
- CA
- FL
- GA
- IL
- LA
- ME
- MD
- MN
- MO
- NV
- NY
- NC
- OH
- OR
- PA
- SC
- TX
- VA
- WA
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Total Assets Under Management612MILLIONS
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Total Number of Accounts2,108ACCOUNTS
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Average Account Value$290,254
- A percentage of assets under your management
- Hourly charges
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AL, AZ, CA, CO, CT, DC, FL, GA, HI, IA, IL, KY, LA, MA, MD, ME, MI, MN, MO, NC, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, TN, TX, VA, WA, WI, WY
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