Waterloo Capital

Waterloo Capital (CRD# 133705) is a financial advisory firm headquartered in Austin, TX. They manage $1,302,845,545 in 4,480 accounts and serve the financial needs of clients across 8 states (or territories).

Current Firm Details
2700 Via Fortuna, Suite 100, Austin, TX 78746
http://www.linkedin.com/in/grant-smith-cfp-492493a6
By the Numbers
  • Total Assets Under Management
    1,303
    MILLION
  • Total Number of Accounts
    4,480
    ACCOUNTS
  • Average Account Value
    $290,814
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States
The map below shows states where this firm has explicit registration only.

AR, CA, CO, GA, LA, NC, NY, TX

Financial Advisors at Waterloo Capital
Showing 31 - 34 of 34 top financial advisors.
31
Sarah Neeley, financial advisor Rogers AR
Sarah M. Neeley
CRD#: 7853249
3614 W. Souther Hills Blvd., Suite 102, Rogers, AR 72758

Sarah Neeley (CRD# 7853249) is an Investment Advisor Representative working at Waterloo Capital in Rogers, AR and has 1 year of experience in the finance industry.

32
Ryan Roark, financial advisor Rogers AR
Ryan J. Roark
CRD#: 7770694
3614 W. Southern Hills Blvd, Suite 102, Rogers, AR 72758

Ryan Roark (CRD# 7770694) is an Investment Advisor Representative working at Waterloo Capital in Rogers, AR and has 1 year of experience in the finance industry.

33
Steven Schultheis, financial advisor Rogers AR
Steven C. Schultheis
CRD#: 7409366
3614 W. Southern Hills Blvd., Suite 102, Rogers, AR 72758

Steven Schultheis (CRD# 7409366) is an Investment Advisor Representative working at Waterloo Capital in Rogers, AR and has 1 year of experience in the finance industry.

34
Matthew Swartz, financial advisor Austin TX
Matthew J. Swartz
CRD#: 7175440
2700 Via Fortuna, Suite 100, Austin, TX 78746

Matthew Swartz (CRD# 7175440) is an Investment Advisor Representative working at Waterloo Capital in Austin, TX and has over 3 years of experience in the finance industry.

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Our primary data source is public filings of Form ADV as published by the Securities and Exchange Commission (SEC) and made available in accordance with the Freedom of Information Act (FOIA). Supplementary information may be provided by listed advisors or their representatives.

Because many firms provide a variety of products or services, an individual may or may not be registered to operate under all services provided by the firm.

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