Rbc Capital Markets, LLC

Rbc Capital Markets, LLC (CRD# 31194) is a financial advisory firm headquartered in New York, NY. They manage $201,164,001,482 in 395,275 accounts and serve the financial needs of clients across 52 states (or territories).

By the Numbers
  • Total Assets Under Management
    201,164
    MILLION
  • Total Number of Accounts
    395,275
    ACCOUNTS
  • Average Account Value
    $508,922
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

Financial Advisors at Rbc Capital Markets, LLC
Showing 1 - 10 of 3,321 top financial advisors.
1
Joseph A. Abbate
CRD#: 836683
500 Exchange Street, Suite 1102, Providence, RI 02903

Joseph Abbate (CRD# 836683) is an Investment Advisor Representative working at Rbc Capital Markets, LLC in Providence, RI and has over 37 years of experience in the finance industry.

2
Helen L. Abe
CRD#: 2222281
300b Drakes Landing Road, Ste 155, Greenbrae, CA 94904

Helen Abe (CRD# 2222281) is an Investment Advisor Representative working at Rbc Capital Markets, LLC in Greenbrae, CA and has over 30 years of experience in the finance industry.

3
Steven E. Abrahamson
CRD#: 2274105
756 Jefferson St., Sturgeon Bay, WI 54235

Steven Abrahamson (CRD# 2274105) is an Investment Advisor Representative working at Rbc Capital Markets, LLC in Sturgeon Bay, WI and has over 30 years of experience in the finance industry.

4
Jonas J. Abulencia
CRD#: 4167964
345 California Street, San Francisco, CA 94104

Jonas Abulencia (CRD# 4167964) is an Investment Advisor Representative working at Rbc Capital Markets, LLC in San Francisco, CA and has over 22 years of experience in the finance industry.

5
Carmilita Aching
CRD#: 6355012
1211 Avenue Of The Americas, Suite 3300, New York, NY 10036

Carmilita Aching (CRD# 6355012) is an Investment Advisor Representative working at Rbc Capital Markets, LLC in New York, NY and has over 6 years of experience in the finance industry.

6
Mark S. Ackel
CRD#: 4060469
6710 North Scottsdale Road, Suite 150, Scottsdale, AZ 85253

Mark Ackel (CRD# 4060469) is an Investment Advisor Representative working at Rbc Capital Markets, LLC in Scottsdale, AZ and has over 22 years of experience in the finance industry.

7
John F. Acosta
CRD#: 2766451
200 Park Avenue, 2nd Floor, Florham Park, NJ 07932

John Acosta (CRD# 2766451) is an Investment Advisor Representative working at Rbc Capital Markets, LLC in Florham Park, NJ and has over 26 years of experience in the finance industry.

8
Brian J. Adams
CRD#: 6059380
8800 Firethorn Lane, Suite 200, Lincoln, NE 68520

Brian Adams (CRD# 6059380) is an Investment Advisor Representative working at Rbc Capital Markets, LLC in Lincoln, NE and has over 10 years of experience in the finance industry.

9
Dwight H. Adams
CRD#: 1631449
5251 Dtc Parkway, Suite 1200, Greenwood Village, CO 80111

Dwight Adams (CRD# 1631449) is an Investment Advisor Representative working at Rbc Capital Markets, LLC in Greenwood Village, CO and has over 34 years of experience in the finance industry.

10
Mary K. Adamski
CRD#: 1193597
7650 Edinborough Way, Suite 800, Edina, MN 55435

Mary Adamski (CRD# 1193597) is an Investment Advisor Representative working at Rbc Capital Markets, LLC in Edina, MN and has over 39 years of experience in the finance industry. Mary Adamski has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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