Rbc Capital Markets, LLC

Rbc Capital Markets, LLC (CRD# 31194) is a financial advisory firm headquartered in New York, NY. They manage $201,263,931,084 in 451,404 accounts and serve the financial needs of clients across 52 states (or territories).

By the Numbers
  • Total Assets Under Management
    201,264
    MILLION
  • Total Number of Accounts
    451,404
    ACCOUNTS
  • Average Account Value
    $445,862
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States
The map below shows states where this firm has explicit registration only.

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

Financial Advisors at Rbc Capital Markets, LLC
Showing 31 - 40 of 3,318 top financial advisors.
31
Curt B. Allen
CRD#: 1659391
One North Brentwood, Suite 900, Saint Louis, MO 63105

Curt Allen (CRD# 1659391) is an Investment Advisor Representative working at Rbc Capital Markets, LLC in Saint Louis, MO and has over 36 years of experience in the finance industry.

32
Michael B. Allen
CRD#: 5410996
9465 Wilshire Boulevard, Suite 700, Beverly Hills, CA 90212

Michael Allen (CRD# 5410996) is an Investment Advisor Representative working at Rbc Capital Markets, LLC in Beverly Hills, CA and has over 15 years of experience in the finance industry.

33
Theresa Allen
CRD#: 2183693
610 Newport Center Drive, Suite 900, Newport Beach, CA 92660

Theresa Allen (CRD# 2183693) is an Investment Advisor Representative working at Rbc Capital Markets, LLC in Newport Beach, CA and has over 31 years of experience in the finance industry.

34
William R. Allford
CRD#: 1766608
655 W. Broadway, Ste 1000, San Diego, CA 92101

William Allford (CRD# 1766608) is an Investment Advisor Representative working at Rbc Capital Markets, LLC in San Diego, CA and has over 36 years of experience in the finance industry.

35
David C. Almquist
CRD#: 4998699
53 State Street, Suite 3600, Boston, MA 02109

David Almquist (CRD# 4998699) is an Investment Advisor Representative working at Rbc Capital Markets, LLC in Boston, MA and has over 17 years of experience in the finance industry.

36
Ryan W. Alstead
CRD#: 4409198
445 Lake Street E., Suite 110, Wayzata, MN 55391

Ryan Alstead (CRD# 4409198) is an Investment Advisor Representative working at Rbc Capital Markets, LLC in Wayzata, MN and has over 22 years of experience in the finance industry.

37
Vittorio Altavas
CRD#: 4993588
5425 Wisconsin Avenue, Suite 301, Chevy Chase, MD 20815

Vittorio Altavas (CRD# 4993588) is an Investment Advisor Representative working at Rbc Capital Markets, LLC in Chevy Chase, MD and has over 14 years of experience in the finance industry.

38
Kris K. Alvey
CRD#: 728390
200 Park Avenue, 2nd Floor, Florham Park, NJ 07932

Kris Alvey (CRD# 728390) is an Investment Advisor Representative working at Rbc Capital Markets, LLC in Florham Park, NJ and has over 29 years of experience in the finance industry.

39
Shaun Alzate
CRD#: 5350596
655 W. Broadway, Ste 1000, San Diego, CA 92101

Shaun Alzate (CRD# 5350596) is an Investment Advisor Representative working at Rbc Capital Markets, LLC in San Diego, CA and has over 5 years of experience in the finance industry.

40
Tara E. Ambrose
CRD#: 3231773
250 Nicollet Mall, Suite 2000, Minneapolis, MN 55401

Tara Ambrose (CRD# 3231773) is an Investment Advisor Representative working at Rbc Capital Markets, LLC in Minneapolis, MN and has over 22 years of experience in the finance industry.

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