Prospera Financial Services, Inc.

Prospera Financial Services, Inc. (CRD# 10740) is a financial advisory firm headquartered in Dallas, TX. They manage $7,913,077,866 in 20,915 accounts and serve the financial needs of clients across 53 states (or territories).

By the Numbers
  • Total Assets Under Management
    7,913
    MILLION
  • Total Number of Accounts
    20,915
    ACCOUNTS
  • Average Account Value
    $378,345
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
  • Performance-based fees
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States
The map below shows states where this firm has explicit registration only.

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

Financial Advisors at Prospera Financial Services, Inc.
Showing 121 - 130 of 179 top financial advisors.
121
Kelley M. Selph
CRD#: 3254328
1325 Mount Hermon Rd, Ste 10a, Salisbury, MD 21804

Kelley Selph (CRD# 3254328) is an Investment Advisor Representative working at Prospera Financial Services, Inc. in Salisbury, MD and has over 24 years of experience in the finance industry.

122
David L. Shafranek
CRD#: 2919901
5429 Lbj Freeway, Suite 750, Dallas, TX 75240

David Shafranek (CRD# 2919901) is an Investment Advisor Representative working at Prospera Financial Services, Inc. in Dallas, TX and has over 26 years of experience in the finance industry.

123
Wesley A. Shindler
CRD#: 4116408
5429 Lbj Freeway, Suite 750, Dallas, TX 75240

Wesley Shindler (CRD# 4116408) is an Investment Advisor Representative working at Prospera Financial Services, Inc. in Dallas, TX and has over 23 years of experience in the finance industry.

124
Alex B. Shore
CRD#: 2431627
1111 N Northshore Dr, Suite P-250, Knoxville, TN 37919

Alex Shore (CRD# 2431627) is an Investment Advisor Representative working at Prospera Financial Services, Inc. in Knoxville, TN and has over 30 years of experience in the finance industry.

125
Jay R. Slouffman
CRD#: 4401378
5770 Gateway Blvd, Suite 101, Mason, OH 45040

Jay Slouffman (CRD# 4401378) is an Investment Advisor Representative working at Prospera Financial Services, Inc. in Mason, OH and has over 22 years of experience in the finance industry.

126
Benjamin Sloves
CRD#: 6861211
120 Country Club, Unit 7, Incline Village, NV 89451

Benjamin Sloves (CRD# 6861211) is an Investment Advisor Representative working at Prospera Financial Services, Inc. in Incline Village, NV and has over 5 years of experience in the finance industry.

127
Bradley K. Smith
CRD#: 4060413
5448 Provine Place, Suite B, Alexandria, LA 71303

Bradley Smith (CRD# 4060413) is an Investment Advisor Representative working at Prospera Financial Services, Inc. in Alexandria, LA and has over 24 years of experience in the finance industry.

128
James R. Smith
CRD#: 719534
8919 Cardwell Lane, Houston, TX 77055

James Smith (CRD# 719534) is an Investment Advisor Representative working at Prospera Financial Services, Inc. in Houston, TX and has over 43 years of experience in the finance industry.

129
Jeffrey M. Speicher
CRD#: 3182318
799 E 3rd St, Suite 4, Durango, CO 81301

Jeffrey Speicher (CRD# 3182318) is an Investment Advisor Representative working at Prospera Financial Services, Inc. in Durango, CO and has over 25 years of experience in the finance industry.

130
Jason L. Steele
CRD#: 2674860
4700 Falls Of Neuse Rd, Suite 440, Raleigh, NC 27609

Jason Steele (CRD# 2674860) is an Investment Advisor Representative working at Prospera Financial Services, Inc. in Raleigh, NC and has over 28 years of experience in the finance industry.

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