Osaic Fa, Inc.

Osaic Fa, Inc. (CRD# 3978) is a financial advisory firm headquartered in Fort Wayne, IN. They manage $37,133,957,466 in 103,063 accounts and serve the financial needs of clients across 52 states (or territories).

By the Numbers
  • Total Assets Under Management
    37,134
    MILLION
  • Total Number of Accounts
    103,063
    ACCOUNTS
  • Average Account Value
    $360,303
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States
The map below shows states where this firm has explicit registration only.

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY

Financial Advisors at Osaic Fa, Inc.
Showing 181 - 190 of 1,078 top financial advisors.
181
John E. Dougherty Iii
CRD#: 4678142
8044 Montgomery Road, Suite 450, Cincinnati, OH 45236

John Dougherty Iii (CRD# 4678142) is an Investment Advisor Representative working at Osaic Fa, Inc. in Cincinnati, OH and has over 20 years of experience in the finance industry.

182
John E. Dover
CRD#: 5410922
Norcross, GA

John Dover (CRD# 5410922) is an Investment Advisor Representative working at Osaic Fa, Inc. in Norcross, GA and has over 15 years of experience in the finance industry.

183
David K. Downing
CRD#: 4543404
100 Park Avenue, Suite 425, Orange Village, OH 44122

David Downing (CRD# 4543404) is an Investment Advisor Representative working at Osaic Fa, Inc. in Orange Village, OH and has over 20 years of experience in the finance industry.

184
Jim L. Doyle
CRD#: 2294936
1301 S Harrison Street, Suite 150, Fort Wayne, IN 46802

Jim Doyle (CRD# 2294936) is an Investment Advisor Representative working at Osaic Fa, Inc. in Fort Wayne, IN and has over 31 years of experience in the finance industry.

185
Marie C. Draper
CRD#: 1845948
18400 Von Karman Avenue, Suite 400, Irvine, CA 92612

Marie Draper (CRD# 1845948) is an Investment Advisor Representative working at Osaic Fa, Inc. in Irvine, CA and has over 30 years of experience in the finance industry.

186
John T. Driscoll
CRD#: 2639853
8055 East Tufts Avenue, Suite 1400, Denver, CO 80237

John Driscoll (CRD# 2639853) is an Investment Advisor Representative working at Osaic Fa, Inc. in Denver, CO and has over 28 years of experience in the finance industry.

187
Aurelia A. Dukes
CRD#: 2214150
Sonoma, CA

Aurelia Dukes (CRD# 2214150) is an Investment Advisor Representative working at Osaic Fa, Inc. in Sonoma, CA and has over 32 years of experience in the finance industry.

188
Jeffrey S. Duncan
CRD#: 2149836
18400 Von Karman Avenue, Suite 400, Irvine, CA 92612

Jeffrey Duncan (CRD# 2149836) is an Investment Advisor Representative working at Osaic Fa, Inc. in Irvine, CA and has over 32 years of experience in the finance industry.

189
Jones C. Dunham
CRD#: 1251563
201 Office Park Dr, Suite 300, Birmingham, AL 35223

Jones Dunham (CRD# 1251563) is an Investment Advisor Representative working at Osaic Fa, Inc. in Birmingham, AL and has over 40 years of experience in the finance industry.

190
Patrick M. Dunn
CRD#: 5482639
10 Post Office Road, Suite 222, Silver Spring, MD 20910

Patrick Dunn (CRD# 5482639) is an Investment Advisor Representative working at Osaic Fa, Inc. in Silver Spring, MD and has over 16 years of experience in the finance industry.

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