First Trust Advisors LP

First Trust Advisors LP (CRD# 107027) is a financial advisory firm headquartered in Wheaton, IL. They manage $210,879,000,000 in 2,926 accounts and serve the financial needs of clients across 51 states (or territories).

By the Numbers
  • Total Assets Under Management
    210,879
    MILLION
  • Total Number of Accounts
    2,926
    ACCOUNTS
  • Average Account Value
    $72,070,745
Compensation Options
  • A percentage of assets under your management
  • Other
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies (as well as "business development companies")
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
Types of Clients
Registered States
The map below shows states where this firm has explicit registration only.

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY

Financial Advisors at First Trust Advisors LP
Showing 161 - 170 of 504 top financial advisors.
161
Matthew C. Johnson
CRD#: 5006220
120 E. Liberty Drive, Suite 400, Wheaton, IL 60187

Matthew Johnson (CRD# 5006220) is an Investment Advisor Representative working at First Trust Advisors LP in Wheaton, IL and has over 18 years of experience in the finance industry.

162
Kristin S. Kano
CRD#: 4945049
120 E. Liberty Drive, Suite 400, Wheaton, IL 60187

Kristin Kano (CRD# 4945049) is an Investment Advisor Representative working at First Trust Advisors LP in Wheaton, IL and has over 18 years of experience in the finance industry.

163
Maxwell K. Karcher
CRD#: 6518699
120 E. Liberty Drive, Suite 400, Wheaton, IL 60187

Maxwell Karcher (CRD# 6518699) is an Investment Advisor Representative working at First Trust Advisors LP in Wheaton, IL and has over 6 years of experience in the finance industry.

164
Sean P. Keane
CRD#: 5940470
120 E. Liberty Drive, Suite 400, Wheaton, IL 60187

Sean Keane (CRD# 5940470) is an Investment Advisor Representative working at First Trust Advisors LP in Wheaton, IL and has over 9 years of experience in the finance industry.

165
Adam R. Keller
CRD#: 6772400
Ibc Building, 500 West 5th Street, 8th Floor, Austin, TX 78701

Adam Keller (CRD# 6772400) is an Investment Advisor Representative working at First Trust Advisors LP in Austin, TX and has over 6 years of experience in the finance industry.

166
Sean Kelly
CRD#: 5896533
120 E. Liberty Drive, Suite 400, Wheaton, IL 60187

Sean Kelly (CRD# 5896533) is an Investment Advisor Representative working at First Trust Advisors LP in Wheaton, IL and has over 13 years of experience in the finance industry.

167
Rebecca E. Kern
CRD#: 6849403
120 E. Liberty Drive, Suite 400, Wheaton, IL 60187

Rebecca Kern (CRD# 6849403) is an Investment Advisor Representative working at First Trust Advisors LP in Wheaton, IL and has over 5 years of experience in the finance industry.

168
David W. Kinsey
CRD#: 5814945
Ibc Building, 500 West 5th Street, 8th Floor, Austin, TX 78701

David Kinsey (CRD# 5814945) is an Investment Advisor Representative working at First Trust Advisors LP in Austin, TX and has over 10 years of experience in the finance industry.

169
Nathan A. Klinker
CRD#: 5561278
120 E. Liberty Drive, Suite 400, Wheaton, IL 60187

Nathan Klinker (CRD# 5561278) is an Investment Advisor Representative working at First Trust Advisors LP in Wheaton, IL and has over 14 years of experience in the finance industry.

170
Thomas E. Knickerbocker
CRD#: 4160342
120 E. Liberty Drive, Suite 400, Wheaton, IL 60187

Thomas Knickerbocker (CRD# 4160342) is an Investment Advisor Representative working at First Trust Advisors LP in Wheaton, IL and has over 23 years of experience in the finance industry.

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