Shane Riley (CRD# 5177093) is an Investment Advisor Representative working at Lpl Financial LLC in Webster, NY and has over 11 years of experience in the finance industry.
CRD# 4371387
Securities America Advisors, Inc.
CRD# 3256371
Merrill Lynch, Pierce, Fenner & Smith Incorporated
CRD# 6501073
Brighton Securities Corp.
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Esl Investment Services | Webster, NY | Aug 2021 - Current | 2 |
| Lpl Financial | Webster, NY | Aug 2021 - Current | 2 |
| Key Bank | Webster, NY | Jan 2018 - Aug 2021 | 3 |
| Key Investment Services, LLC | Camillus, NY | Jan 2016 - Aug 2021 | 5 |
| Keybank | Baytowne, NY | Jan 2016 - Jan 2018 | 2 |
| Jp Morgan Securities LLC | Rochester, NY | May 2014 - Dec 2015 | 1 |
| Jpmorgan Chase Bank | Rochester, NY | May 2014 - Dec 2015 | 1 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Jun 2012 |
| S66 | NASAA Uniform Combined State Law Examination | May 2019 |
- NY
-
Total Assets Under Management463,475MILLIONS
-
Total Number of Accounts1,910,545ACCOUNTS
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Average Account Value$242,588
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Commissions
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
- Other
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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