Lpl Financial LLC

Lpl Financial LLC (CRD# 6413) is a financial advisory firm headquartered in Havertown, PA. They manage $159,099,423,965 in 786,525 accounts and serve the financial needs of clients across 53 states (or territories).

By the Numbers
  • Total Assets Under Management
    159,099
    MILLION
  • Total Number of Accounts
    786,525
    ACCOUNTS
  • Average Account Value
    $202,281
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

Financial Advisors at Lpl Financial LLC
Showing 1 - 10 of 10,319 top financial advisors.
1
James R. Greno
CRD#: 3221992
Wexford, PA 15090

James Greno (CRD# 3221992) is an Investment Advisor Representative working at Lpl Financial LLC in Wexford, PA and has over 20 years of experience in the finance industry.

2
Richard M. Gerbracht
CRD#: 5310387
Bay Village, OH 44140

Richard Gerbracht (CRD# 5310387) is an Investment Advisor Representative working at Lpl Financial LLC in Bay Village, OH and has over 12 years of experience in the finance industry.

3
James C. Bayard
CRD#: 6081998
6513 Perkins Rd. #106, Baton Rouge, LA 70808

James co-founded Capital South Wealth Management to address the needs of underserved families and individuals. James and the Capital South team work with clients to plan for wealth transfers whether by death, divorce or windfall. This process requires diligence and care to examine every aspect from asset protection, behavioral counseling, income planning, insurance, budgeting, estate planning and investments. 


James is an alum of the E.J. Ourso College of Business at Louisiana State University, where he graduated with both a Bachelor of Science in Finance and a Master of Science in Finance with a focus on Financial Planning. He is a CERTIFIED FINANCIAL PLANNER™ Professional, awarded by the Certified Financial Planner Board of Standards, Inc. In addition to the CFP® designation, James is also a Chartered Financial Consultant®. The ChFC® designation is awarded by the American College, a non-profit educational institution with the highest academic accreditation, dedicated to the development of financial professionals.


His professional securities registrations include Series 66-Investment Adviser Representative, and Life, Health and Disability Insurance license. James is a member of several professional and community organizations including the Financial Planning Association (FPA), the Baton Rouge Estate & Business Planning Council, Forum 35, the Louisiana Association of Business and Industry and he currently serves as an ambassador of the Baton Rouge Area Chamber.

4
Paul B. Hoogendoorn
CRD#: 5349191
954 N Main Ave, Sioux Center, IA 51250

Paul Hoogendoorn (CRD# 5349191) is a Wealth Advisor working at LPL Financial LLC in Sioux Center, IA and has over 12 years of experience in the finance industry. Paul Hoogendoorn has taken additional exams to become a Certified Financial Planner (CFP®) professional. CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

5
David C. Phillips
CRD#: 4185767
1920 Tienda Drive, Suite 202, Lodi, CA 95242

David Phillips (CRD# 4185767) has been a Wealth Manager for Phillips Financial where he is currently an LPL Registered Principal. His primary responsibilities involve analysis of financial products, development of financial planning strategies and portfolio management for the various investment objectives.

 

Telephone: 209-367-0868

email: [email protected]

website: http://www.lodifinancial.com/home

LinkedIn: David Phillips

 

Professional Designations

 

CFA® Charterholder (Chartered Financial Analyst)

CFP® (Certified Financial Planner)

 

Education

 

B.A. University of California, Berkeley

Graduated with Honors in Political Science

 

M.B.A. California State University, Sacramento

Concentration in Finance

Selected for membership to Beta Gamma Sigma; the Honor society for Collegiate Schools of Business

 

J.D. University of the Pacific - McGeorge School of Law, Conferred with Distinction

Concentrations in Tax and Business Law - David is a member of the California State Bar

6
Angelene C. Aadland
CRD#: 5801352
Aberdeen, SD 57401

Angelene Aadland (CRD# 5801352) is an Investment Advisor Representative working at Lpl Financial LLC in Aberdeen, SD and has over 5 years of experience in the finance industry.

7
John E. Aanensen
CRD#: 1218172
New Bedford, MA 02744

John Aanensen (CRD# 1218172) is an Investment Advisor Representative working at Lpl Financial LLC in New Bedford, MA and has over 27 years of experience in the finance industry.

8
Eva B. Abate
CRD#: 2250123
Lake Charles, LA 70601

Eva Abate (CRD# 2250123) is an Investment Advisor Representative working at Lpl Financial LLC in Lake Charles, LA and has over 21 years of experience in the finance industry. Eva Abate has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

9
Allen L. Abbott
CRD#: 2538997
Kirkland, WA 98033

Allen Abbott (CRD# 2538997) is an Investment Advisor Representative working at Lpl Financial LLC in Kirkland, WA and has over 24 years of experience in the finance industry.

10
Daniel T. Abbott
CRD#: 4760390
Dayton, TN 37321

Daniel Abbott (CRD# 4760390) is an Investment Advisor Representative working at Lpl Financial LLC in Dayton, TN and has over 15 years of experience in the finance industry.

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