Peter Kauffman (CRD# 7236831) is an Investment Advisor Representative working at Lpl Financial LLC in Warsaw, IN and has over 3 years of experience in the finance industry.
CRD# 2245020
Lpl Financial LLC
CRD# 2837589
Edward Jones
CRD# 6149818
Edward Jones
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Lpl Financial LLC | Mishawaka, IN | Jun 2022 - Current | 1 |
| Northwest Bank | Mishawaka, IN | Jun 2022 - Current | 1 |
| Harbour Investments, Inc. | Madison, WI | Jan 2022 - Apr 2022 | < 1 |
| Foster Financial | Fort Wayne, IN | Jan 2022 - Apr 2022 | < 1 |
| Lpl Financial LLC | Warsaw, IN | Jun 2020 - Jan 2022 | 1 |
| Northwest Bank (formerly: Mutualbank) | Warsaw, IN | Dec 2018 - Jan 2022 | 3 |
| Pnc Bank | Warsaw, IN | Jan 2017 - Oct 2018 | 1 |
| Woodforest Bank | Elkhart, IN | Jun 2016 - Dec 2016 | < 1 |
| Papa John's | South Bend, IN | Feb 2016 - May 2016 | < 1 |
| Indiana University South Bend | South Bend, IN | Aug 2015 - May 2016 | < 1 |
| Troyers Foods Inc. | Goshen, IN | Aug 2015 - Dec 2015 | < 1 |
| Grace College | Winona Lake, IN | Jan 2015 - May 2015 | < 1 |
| Ivy Tech | Warsaw, IN | Aug 2014 - Dec 2014 | < 1 |
| Indiana University | Bloomington, IN | Aug 2013 - May 2014 | < 1 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Sep 2020 |
| S65 | NASAA Investment Advisors Law Examination | Jul 2023 |
- IN
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Total Assets Under Management463,475MILLIONS
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Total Number of Accounts1,910,545ACCOUNTS
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Average Account Value$242,588
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Commissions
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
- Other
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