-
Distance Metro area (25 miles)
-
COMPENSATION Either
-
DESIGNATIONS
- CFA = Chartered Financial Analyst
- CFP = Certified Financial Planner
- ChFC = Chartered Financial Consultant
- CIMA = Certified Investment Management Analyst
- CDFA = Certified Divorce Financial Analyst
- CPA = Certified Public Accountant
- PFS = Personal Financial Specialist
- CFP
- CFA
- ChFC
- CDFA
- CPA
- CIMA
- PFS
Kristin Bateman (CRD# 4599566) is an Investment Advisor Representative working at Ubs Financial Services Inc. in Los Angeles, CA and has over 21 years of experience in the finance industry.
Chad Bates (CRD# 4693677) is an Investment Advisor Representative working at Seia in Los Angeles, CA and has over 20 years of experience in the finance industry. Chad Bates has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Geoffrey Bates (CRD# 3063336) is an Investment Advisor Representative working at Bates Wealth Management, LLC in Los Angeles, CA and has over 23 years of experience in the finance industry. Geoffrey Bates has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Hayley Bates (CRD# 5695777) is an Investment Advisor Representative working at Seia in Los Angeles, CA and has over 13 years of experience in the finance industry. Hayley Bates has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Jonathan Batista (CRD# 6758421) is an Investment Advisor Representative working at Alliancebernstein LP in Los Angeles, CA and has over 7 years of experience in the finance industry.
Michael Batt (CRD# 2125002) is an Investment Advisor Representative working at Wedbush Securities Inc. in Los Angeles, CA and has over 33 years of experience in the finance industry.
John Bauer (CRD# 1396249) is an Investment Advisor Representative working at Lpl Financial LLC in Encino, CA and has over 30 years of experience in the finance industry. John Bauer has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Christopher Baum (CRD# 6146336) is an Investment Advisor Representative working at Coastal Capital Advisors in Irvine, CA and has over 11 years of experience in the finance industry.
Jeremiah Bauman (CRD# 2328508) is an Investment Advisor Representative working at Lpl Financial LLC in Stevenson Ranch, CA and has over 31 years of experience in the finance industry.
Brad Baumann (CRD# 5828002) is an Investment Advisor Representative working at Fidelity Personal And Workplace Advisors in Thousand Oaks, CA and has over 5 years of experience in the finance industry. Brad Baumann has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.