Geoffrey Bates, financial advisor Los Angeles CA

Geoffrey Bates

CRD Number: 3063336
Current Firm: Bates Wealth Management, LLC

Geoffrey Bates (CRD# 3063336) is an Investment Advisor Representative working at Bates Wealth Management, LLC in Los Angeles, CA and has over 23 years of experience in the finance industry. Geoffrey Bates has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Bates Wealth Management, LLC Los Angeles, CA Sep 2016 - Current 7
Sole Proprietor Los Angeles, CA Mar 2011 - Current 13
Signator Investors, Inc. Los Angeles, CA May 2016 - Sep 2016 < 1
Transamerica Financial Advisors, Inc. Los Angeles, CA Jul 2006 - May 2016 9
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Oct 2000
S65 NASAA Investment Advisors Law Examination Mar 2007
Contact Info for Geoffrey L. Bates
Phone Number: 213-446-9914
Firm Website: https://bateswealth.com/
Registered State(s):
  • CA
Current Firm Details
Bates Wealth Management, LLC
Firm's CRD Number: 284892
By the Numbers
  • Total Assets Under Management
    9
    MILLIONS
  • Total Number of Accounts
    30
    ACCOUNTS
  • Average Account Value
    $297,448
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
Types of Clients
Registered States

CA

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