James Chandler, financial advisor Sumter SC

James Chandler

CRD Number: 5948315
Current Firm: Lpl Financial LLC

James Chandler (CRD# 5948315) is an Investment Advisor Representative working at Lpl Financial LLC in Sumter, SC and has over 12 years of experience in the finance industry.

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Lpl Financial LLC
Company Name Location Dates Years
Lpl Financial, LLC Sumter, SC Oct 2021 - Current 2
Bethany Baptist Church Bishopville, SC Nov 2010 - Current 13
Edward Jones St.louis, MO Jun 2017 - Oct 2021 4
Bank Of America, N.a. Sumter, SC Aug 2015 - Jun 2017 1
Merrill Lynch, Pierce, Fenner & Smith Incorporated Sumter, SC Jun 2015 - Jun 2017 2
Axa Advisors, LLC New York, NY Nov 2014 - Jun 2015 < 1
Bb&t Securiities Sumter, SC Apr 2013 - Nov 2014 1
Toumey Regional Medical Center Sumter, SC Oct 2007 - Sep 2014 6
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Nov 2011
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.

Get Details on the FINRA Advisor Check site
Contact Info for James R. Chandler
Phone Number: 704-733-3300
Registered State(s):
  • SC
By the Numbers
  • Total Assets Under Management
    463,475
    MILLIONS
  • Total Number of Accounts
    1,910,545
    ACCOUNTS
  • Average Account Value
    $242,588
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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