Matthew Whalen (CRD# 7709983) is an Investment Advisor Representative working at Lpl Financial LLC in Saratoga Springs, NY and has 1 year of experience in the finance industry.
CRD# 6091481
The Ayco Company, LP
CRD# 5123632
Cetera Investment Advisers LLC
CRD# 1476297
Lpl Financial LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Lpl Financial LLC | Saratoga Springs, NY | Oct 2023 - Current | < 1 |
| High Peaks Asset Management | Saratoga Springs, NY | Mar 2023 - Current | 1 |
| Cadaret, Grant & Company, Inc. | Saratoga Springs, NY | Mar 2023 - Oct 2023 | < 1 |
| City Mission Of Schenectady | Schenectady, NY | Jan 2020 - Mar 2023 | 3 |
| Berne Knox Westerlo Central School | Berne, NY | Sep 2016 - Jan 2020 | 3 |
| Unemployed | Altamont, NY | Jul 2016 - Aug 2016 | < 1 |
| Madrid Waddington Middle School | Madrid, NY | Sep 2013 - Jun 2016 | 2 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | Oct 2023 |
- NY
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Total Assets Under Management463,475MILLIONS
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Total Number of Accounts1,910,545ACCOUNTS
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Average Account Value$242,588
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Commissions
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
- Other
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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