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Distance Metro area (25 miles)
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COMPENSATION Either
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DESIGNATIONS
- CFA = Chartered Financial Analyst
- CFP = Certified Financial Planner
- ChFC = Chartered Financial Consultant
- CIMA = Certified Investment Management Analyst
- CDFA = Certified Divorce Financial Analyst
- CPA = Certified Public Accountant
- PFS = Personal Financial Specialist
- CFP
- CFA
- ChFC
- CDFA
- CPA
- CIMA
- PFS
Daniel Horgan (CRD# 1620034) is an Investment Advisor Representative working at Raymond James & Associates, Inc. in Newport Beach, CA and has over 37 years of experience in the finance industry.
Jonathan Royal (CRD# 2267373) is an Investment Advisor Representative working at Osaic Wealth, Inc. in Santa Ana, CA and has over 31 years of experience in the finance industry. Jonathan Royal has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Robert Sale (CRD# 4948614) is an Investment Advisor Representative working at Diversify Advisory Services, LLC in Santa Ana, CA and has over 18 years of experience in the finance industry.
Matthew Sanchez (CRD# 5875076) is an Investment Advisor Representative working at J.p. Morgan Securities LLC in Santa Ana, CA and has over 13 years of experience in the finance industry.
Richard Schultz (CRD# 2122190) is an Investment Advisor Representative working at Pacific Investment Research in Santa Ana, CA and has over 33 years of experience in the finance industry. Richard Schultz has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Rasik Shah (CRD# 1404927) is an Investment Advisor Representative working at Raymond James Financial Services Advisors, Inc. in Santa Ana, CA and has over 38 years of experience in the finance industry.
Scott Smith (CRD# 4400994) is an Investment Advisor Representative working at Golden State Wealth Management, LLC in Santa Ana, CA and has over 22 years of experience in the finance industry.
William Sornstein (CRD# 1044563) is an Investment Advisor Representative working at Lpl Financial LLC in Santa Ana, CA and has over 18 years of experience in the finance industry.
Charles Sosa (CRD# 5470936) is an Investment Advisor Representative working at Lpl Financial LLC in Santa Ana, CA and has over 13 years of experience in the finance industry.
Shaun Soukenik (CRD# 6344219) is an Investment Advisor Representative working at Lpl Financial LLC in Santa Ana, CA and has over 6 years of experience in the finance industry.
Katherine Stellar (CRD# 3181468) is an Investment Advisor Representative working at Golden State Wealth Management, LLC in Santa Ana, CA and has over 25 years of experience in the finance industry. Katherine Stellar has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.