Carlos Lopez (CRD# 4204416) is an Investment Advisor Representative working at Lpl Financial LLC in San Antonio, TX and has over 17 years of experience in the finance industry.
CRD# 3266677
Boynton Financial LLC
CRD# 2511275
S.b. Value Partners, LP
CRD# 5324995
Lpl Financial LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Lpl Financial LLC | San Antonio, TX | Aug 2023 - Current | < 1 |
| Bank Of America, N.a. | San Antonio, TX | Sep 2020 - Aug 2023 | 2 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | San Antonio, TX | Jun 2020 - Aug 2023 | 3 |
| Usaa Trust Services Usaa Federal Savings Bank | San Antonio, TX | Jun 2016 - Jun 2020 | 4 |
| Usaa Financial Planning Services | San Antonio, TX | Jan 2009 - Jun 2016 | 7 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Sep 2006 |
| S65 | NASAA Investment Advisors Law Examination | Dec 2008 |
| S66 | NASAA Uniform Combined State Law Examination | Aug 2020 |
- TX
-
Total Assets Under Management463,475MILLIONS
-
Total Number of Accounts1,910,545ACCOUNTS
-
Average Account Value$242,588
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Commissions
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
- Other
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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