James Franklin (CRD# 7327654) is an Investment Advisor Representative working at Lpl Financial LLC in Pleasant Grove, UT and has over 3 years of experience in the finance industry. James Franklin has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 4683570
Cetera Investment Advisers LLC
CRD# 1870699
Five Seasons Financial Planning LLC
CRD# 840425
Equitable Advisors, LLC
Company Name | Location | Dates | Years |
---|---|---|---|
Lpl Financial LLC | Pleasant Grove, UT | Dec 2021 - Current | 2 |
Unemployed | Springville, UT | Apr 2021 - Dec 2021 | < 1 |
E*trade Securities LLC | Sandy, UT | Sep 2020 - Apr 2021 | < 1 |
Utah Valley University | Orem, UT | Aug 2016 - Dec 2020 | 4 |
Crabb Financial, LLC | Alpine, UT | May 2019 - Sep 2020 | 1 |
The Color Run | Salt Lake City, UT | Oct 2016 - May 2018 | 1 |
Ruby River Steakhouse | Provo, UT | Oct 2017 - Nov 2017 | < 1 |
Vlfpk LLC | Salt Lake City, UT | Jun 2017 - Oct 2017 | < 1 |
Intuiplan, LLC | Orem, UT | Jul 2017 - Aug 2017 | < 1 |
Filevine LLC | Orem, UT | Jun 2016 - May 2017 | < 1 |
New Star Communications | American Fork, UT | Sep 2014 - Apr 2016 | 1 |
Sign City / Notatek | American Fork, UT | Jul 2014 - Sep 2014 | < 1 |
Alpine Credit Union | Orem, UT | Mar 2013 - Jul 2014 | 1 |
Exam Code | Name | Passed Date |
---|---|---|
S63 | Uniform Securities State Law Examination | Apr 2021 |
- UT
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Total Assets Under Management463,475MILLIONS
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Total Number of Accounts1,910,545ACCOUNTS
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Average Account Value$242,588
- A percentage of assets under your management
- Hourly charges
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