James Watson (CRD# 5962288) is an Investment Advisor Representative working at Lpl Financial LLC in Palos Verdes Estates, CA and has over 12 years of experience in the finance industry.
CRD# 2619073
Wedbush Securities Inc.
CRD# 5779397
Madison Avenue Securities, LLC
CRD# 2485305
Merrill Lynch, Pierce, Fenner & Smith Incorporated
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Trost Financial Planning Group Inc/dbatrost Financial Consulting | Los Angeles, CA | Feb 2020 - Current | 4 |
| Lpl Financial, LLC | Los Angeles, CA | May 2019 - Current | 5 |
| Unemployed | Palos Verdes Estates, CA | Dec 2018 - May 2019 | < 1 |
| Wells Fargo Advisors Financial Network LLC | Menomonee Falls, WI | Jul 2011 - Dec 2018 | 7 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Mar 2012 |
| S66 | NASAA Uniform Combined State Law Examination | May 2019 |
- CA
-
Total Assets Under Management463,475MILLIONS
-
Total Number of Accounts1,910,545ACCOUNTS
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Average Account Value$242,588
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Commissions
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
- Other
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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