Douglas Cap (CRD# 5475527) is an Investment Advisor Representative working at Lpl Financial LLC in Omaha, NE and has over 15 years of experience in the finance industry.
CRD# 6243132
Edward Jones
CRD# 5297231
Charles Schwab & Company, Inc.
CRD# 6157826
Principal Advised Services
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Lpl Financial LLC | Omaha, NE | Jul 2021 - Current | 2 |
| 4sa | Papillion, NE | Sep 2020 - Jul 2021 | < 1 |
| John Dumke | Omaha, NE | Dec 2018 - Jul 2021 | 2 |
| Skyline Solutions, LLC | Elkhorn, NE | Jan 2018 - Jul 2021 | 3 |
| Plattehaven Solutions LLC | Yutan, NE | Jun 2017 - Jul 2021 | 4 |
| Various Insurance Carriers For W&r Insurance Agencies | Yutan, NE | May 2015 - Jul 2021 | 6 |
| Various Insurance Carriers For W&r Insurance Agencies | Omaha, NE | May 2015 - Jul 2021 | 6 |
| Waddell & Reed, Inc. | Omaha, NE | Apr 2015 - Jul 2021 | 6 |
| Wednesday Men's Bowling League-scorz Sports Center | Ralston, NE | Aug 2019 - Aug 2020 | 1 |
| Wednesday Mens Bowling League-scorz Sports Center | Ralston, NE | Aug 2019 - Aug 2020 | 1 |
| Yutan Youth Baseball | Yutan, NE | May 2017 - Jul 2019 | 2 |
| Yutan Economic Development Committee | Yutan, NE | Nov 2015 - Feb 2019 | 3 |
| Expanse Wealth Management (dba) | Omaha, NE | Sep 2017 - Dec 2018 | 1 |
| Plattehaven Investment Management LLC | Yutan, NE | Oct 2014 - Apr 2015 | < 1 |
| Td Ameritrade | Bellevue, NE | Mar 2008 - Oct 2014 | 6 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Jun 2008 |
| S66 | NASAA Uniform Combined State Law Examination | Apr 2009 |
- CA
- DC
- IA
- MN
- MO
- NE
- TX
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Total Assets Under Management463,475MILLIONS
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Total Number of Accounts1,910,545ACCOUNTS
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Average Account Value$242,588
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Commissions
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
- Other
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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