James Schmidt (CRD# 4054134) is an Investment Advisor Representative working at Tribeca Financial, LLC in Mesa, AZ and has over 24 years of experience in the finance industry.
CRD# 4607086
Origin Investment Advisory LLC
CRD# 4091287
Atlas Lifestyle Planning Group LLC
CRD# 5338348
Primerica Advisors
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Tribeca Financial, LLC | Mesa, AZ | Jan 2022 - Current | 2 |
| Schmidt Westergard & Company, Pllc | Mesa, AZ | Dec 2004 - Jan 2022 | 17 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Feb 2000 |
| S66 | NASAA Uniform Combined State Law Examination | Oct 2001 |
- AZ
-
Total Assets Under Management188MILLIONS
-
Total Number of Accounts523ACCOUNTS
-
Average Account Value$359,381
- A percentage of assets under your management
- Other
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Other
AZ, CA, NV, TX, VA, WA
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