Tribeca Financial, LLC

Tribeca Financial, LLC (CRD# 113245) is a financial advisory firm headquartered in Mesa, AZ. They manage $172,835,544 in 383 accounts and serve the financial needs of clients across 5 states (or territories).

By the Numbers
  • Total Assets Under Management
    173
    MILLION
  • Total Number of Accounts
    383
    ACCOUNTS
  • Average Account Value
    $451,268
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AZ, CA, NV, TX, VA

Financial Advisors at Tribeca Financial, LLC
Showing 1 - 7 of 7 top financial advisors.
1
Janel Durfee
CRD#: 4147196
Mesa, AZ 85205

Janel Durfee (CRD# 4147196) is an Investment Advisor Representative working at Tribeca Financial, LLC in Mesa, AZ and has over 19 years of experience in the finance industry.

2
Curtis B. Fant
CRD#: 5605347
Mesa, AZ 85205

Curtis Fant (CRD# 5605347) is an Investment Advisor Representative working at Tribeca Financial, LLC in Mesa, AZ and has over 11 years of experience in the finance industry.

3
Karl N. Huish
CRD#: 4168086
Mesa, AZ 85205

Karl Huish (CRD# 4168086) is an Investment Advisor Representative working at Tribeca Financial, LLC in Mesa, AZ and has over 19 years of experience in the finance industry. Karl Huish has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

4
Ryan J. Ricedorff
CRD#: 4547584
Mesa, AZ 85205

Ryan Ricedorff (CRD# 4547584) is an Investment Advisor Representative working at Tribeca Financial, LLC in Mesa, AZ and has over 17 years of experience in the finance industry. Ryan Ricedorff has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

5
Christopher M. Rich
CRD#: 2257263
Mesa, AZ 85205

Christopher Rich (CRD# 2257263) is an Investment Advisor Representative working at Tribeca Financial, LLC in Mesa, AZ and has over 26 years of experience in the finance industry. Christopher Rich has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

6
Christopher P. Roozendaal
CRD#: 3227076
Mesa, AZ 85205

Christopher Roozendaal (CRD# 3227076) is an Investment Advisor Representative working at Tribeca Financial, LLC in Mesa, AZ and has over 12 years of experience in the finance industry.

7
Kevin D. Shorts
CRD#: 5605051
Mesa, AZ 85205

Kevin Shorts (CRD# 5605051) is an Investment Advisor Representative working at Tribeca Financial, LLC in Mesa, AZ and has over 11 years of experience in the finance industry.

Ready to hire a financial advisor? Get competitive proposals from multiple advisors.