Michael Peters, financial advisor Long Beach CA

Michael Peters

CRD Number: 4183207
Current Firm: Lpl Financial LLC

Michael Peters (CRD# 4183207) is an Investment Advisor Representative working at Lpl Financial LLC in Long Beach, CA and has over 23 years of experience in the finance industry.

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Company Name Location Dates Years
Lpl Financial LLC Long Beach, CA Jul 2021 - Current 3
Long Branch Fly Fishing Cypress, CA Apr 2020 - Jul 2021 1
Department Of Fish & Wildlife Sacramento, CA Jul 2016 - Jul 2021 5
Long Branch Enterprises Cypress, CA Jul 2016 - Jul 2021 5
Professionals In Human Resource Association (pihra) Gardena, CA May 2016 - Jul 2021 5
M.j. Peters & Associates Torrance, CA May 2015 - Jul 2021 6
Waddell & Reed, Inc. Long Beach, CA Jun 2013 - Jul 2021 8
Various Insurance Carriers For W&r Insurance Agencies Long Beach, CA Jun 2013 - Jul 2021 8
California Pistol And Rifle Association Fullerton, CA Nov 2012 - Jul 2021 8
Rocky Mountain Elk Foundation Huntington Beach, CA Apr 2012 - Jul 2021 9
Cerritos Rod And Gun Club Cerritos, CA Mar 2011 - Jul 2021 10
Bni Business Network International (long Beach) Buena Park, CA Jan 2018 - Oct 2020 2
United Cambodian Community Long Beach, CA Apr 2013 - Oct 2020 7
Power 4 Youth Long Beach, CA Nov 2012 - Oct 2020 7
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Jan 2001
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.

Get Details on the FINRA Advisor Check site
Contact Info for Michael J. Peters
Phone Number: 704-733-3300
Registered State(s):
  • CA
  • TX
By the Numbers
  • Total Assets Under Management
    463,475
    MILLIONS
  • Total Number of Accounts
    1,910,545
    ACCOUNTS
  • Average Account Value
    $242,588
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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