James Rockwell (CRD# 3263586) is an Investment Advisor Representative working at Lpl Financial LLC in Grangeville, ID and has over 24 years of experience in the finance industry.
CRD# 4691683
Lpl Financial LLC
CRD# 6318886
Lpl Financial LLC
CRD# 2843821
Lpl Financial LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Lpl Financial | Grangeville, ID | May 2020 - Current | 3 |
| Cetera Advisor Networks LLC | Grangeville, ID | Sep 2019 - Apr 2020 | < 1 |
| Summit Financial Group Inc. | Grangeville, ID | Mar 2017 - Apr 2020 | 3 |
| Summit Brokerage Services | Grangeville, ID | Sep 2012 - Sep 2019 | 7 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Jul 1999 |
| S65 | NASAA Investment Advisors Law Examination | Mar 2017 |
- ID
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Total Assets Under Management463,475MILLIONS
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Total Number of Accounts1,910,545ACCOUNTS
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Average Account Value$242,588
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Commissions
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
- Other
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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