Stephanie Bottino (CRD# 4279984) is an Investment Advisor Representative working at Rbc Capital Markets, LLC in Farmington, CT and has over 23 years of experience in the finance industry.
CRD# 2726777
Springboard Asset Management LLC
CRD# 2626796
Osaic Fa, Inc.
CRD# 4297910
Milestone Asset Management Group, LLC
Company Name | Location | Dates | Years |
---|---|---|---|
Rbc Capital Markets, LLC | Farmington, CT | Apr 2024 - Current | < 1 |
Mml Investors Services, LLC | West Hartford, CT | Mar 2017 - Apr 2024 | 7 |
Mass Mutual Life Insurance Company | West Hartford, CT | Jul 2016 - Apr 2024 | 7 |
Metlife Securities Inc. | West Hartford, CT | Oct 2015 - Mar 2017 | 1 |
Lincoln Financial Advisors Corporation | Windsor, CT | May 2014 - Oct 2015 | 1 |
Exam Code | Name | Passed Date |
---|---|---|
S63 | Uniform Securities State Law Examination | Mar 2001 |
S65 | NASAA Investment Advisors Law Examination | Mar 2002 |
S66 | NASAA Uniform Combined State Law Examination | Jan 2014 |
- CT
- TX
-
Total Assets Under Management201,264MILLIONS
-
Total Number of Accounts451,404ACCOUNTS
-
Average Account Value$445,862
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
- Other
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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