Mark Stockard (CRD# 6421283) is an Investment Advisor Representative working at Lpl Financial LLC in Erie, PA and has over 9 years of experience in the finance industry.
CRD# 6679950
Hbks Wealth Advisors
CRD# 6100972
Hbks Wealth Advisors
CRD# 4843777
Hbks Wealth Advisors
Company Name | Location | Dates | Years |
---|---|---|---|
Lpl Financial LLC | Erie, PA | Feb 2023 - Current | 1 |
Northwest Bank | Erie, PA | Feb 2023 - Current | 1 |
Pnc Investments | Erie, PA | Sep 2021 - Feb 2023 | 1 |
Cetera Investment Advisors | Erie, PA | Sep 2016 - Jul 2021 | 4 |
First National Bank Of Pa | Erie, PA | May 2015 - Jul 2021 | 6 |
Cetera Investment Services LLC | St. Cloud, MN | May 2015 - Jul 2021 | 6 |
Axa Advisors | New York, NY | Dec 2014 - May 2015 | < 1 |
Unemployed | Erie, PA | Sep 2014 - Dec 2014 | < 1 |
Unifirst Corporation | Meadville, PA | Jan 2013 - Aug 2014 | 1 |
Exam Code | Name | Passed Date |
---|---|---|
S63 | Uniform Securities State Law Examination | Feb 2015 |
S65 | NASAA Investment Advisors Law Examination | Aug 2016 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- PA
- TX
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Total Assets Under Management463,475MILLIONS
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Total Number of Accounts1,910,545ACCOUNTS
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Average Account Value$242,588
- A percentage of assets under your management
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