Thomas Desousa (CRD# 6820783) is an Investment Advisor Representative working at Lpl Financial LLC in Ankeny, IA and has over 6 years of experience in the finance industry.
CRD# 6104973
Black Mammoth LLC
CRD# 6935071
Thrivent Investment Management Inc.
CRD# 4343046
Osaic Wealth, Inc.
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Lpl Financial LLC | Ankeny, IA | Jun 2022 - Current | 1 |
| Kmf Advisors | Le Sueur, MN | Jul 2021 - Current | 2 |
| Pf Chang's | West Des Moines, IA | Aug 2021 - Aug 2022 | 1 |
| Royal Alliance Associates, Inc. | Norwalk, IA | Nov 2021 - Jun 2022 | < 1 |
| Focus Financial Network Inc. | Norwalk, IA | Jul 2021 - Jun 2022 | < 1 |
| Heartland Retirement Group | Johnston, IA | May 2018 - Oct 2021 | 3 |
| Jethro's Jambalaya | Waukee, IA | Oct 2018 - Jan 2020 | 1 |
| Northwestern Mutual Life Insurance Company | Milwaukee, WI | Sep 2017 - Apr 2018 | < 1 |
| Northwestern Mutual Investment Services LLC | W Des Moines, IA | Sep 2017 - Apr 2018 | < 1 |
| Homemakers | Urbandale, IA | Apr 2016 - Aug 2017 | 1 |
| Hyvee | Waukee, IA | Jul 2012 - Apr 2016 | 3 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Nov 2017 |
| S66 | NASAA Uniform Combined State Law Examination | Feb 2022 |
- IA
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Total Assets Under Management463,475MILLIONS
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Total Number of Accounts1,910,545ACCOUNTS
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Average Account Value$242,588
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Commissions
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
- Other
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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