Joshua Carter (CRD# 6062481) is an Investment Advisor Representative working at Lpl Financial LLC in Ankeny, IA and has over 11 years of experience in the finance industry.
CRD# 6104973
Black Mammoth LLC
CRD# 6935071
Thrivent Investment Management Inc.
CRD# 4343046
Osaic Wealth, Inc.
Company Name | Location | Dates | Years |
---|---|---|---|
Lpl Financial LLC | Moline, IL | Feb 2018 - Current | 6 |
Deere Employees Credit Union | Moline, IL | Nov 2016 - Current | 7 |
Invest Financial Corporation | Tampa, FL | Nov 2016 - Feb 2018 | 1 |
Morgan Stanley Private Bank, National Association | New York, NY | Jan 2015 - Oct 2016 | 1 |
Morgan Stanley Smith Barney | Davenport, IA | Apr 2012 - Oct 2016 | 4 |
Exam Code | Name | Passed Date |
---|---|---|
S63 | Uniform Securities State Law Examination | Aug 2012 |
S65 | NASAA Investment Advisors Law Examination | Sep 2012 |
- AL
- AZ
- CO
- IL
- IN
- IA
- KS
- MD
- MI
- MS
- MO
- NV
- NM
- ND
- OH
- OR
- TX
- VA
- WI
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Total Assets Under Management463,475MILLIONS
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Total Number of Accounts1,910,545ACCOUNTS
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Average Account Value$242,588
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Commissions
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
- Other
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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