Thomas Peterson, financial advisor Bluffton SC

Thomas Peterson

CRD Number: 1951165
Current Firm: Wells Fargo Clearing Services, LLC

Thomas Peterson (CRD# 1951165) is an Investment Advisor Representative working at Wells Fargo Clearing Services, LLC in Bluffton, SC and has over 30 years of experience in the finance industry. Thomas Peterson has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Wells Fargo Bank, Na Bluffton, SC Jan 2020 - Current < 1
Wells Fargo Clearing Services, LLC Bluffton, SC Jan 2020 - Current < 1
Lpl Financial LLC Berkeley Springs, WV Nov 2017 - Jan 2020 2
Cnb Bank, Inc. Berkeley Springs, WV Jun 2012 - Jan 2020 7
Cetera Investment Berkeley Springs, WV Jun 2012 - Oct 2016 4
Invest Financial Chambersburg, PA Apr 2007 - Jun 2012 5
F&m Trust Chambersburg, PA Jan 2001 - Jun 2012 11
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination May 1989
S66 NASAA Uniform Combined State Law Examination Oct 2019
Contact Info for Thomas L. Peterson
Phone Number: 314-875-3000
Registered State(s):
  • SC
By the Numbers
  • Total Assets Under Management
    433,196
    MILLIONS
  • Total Number of Accounts
    1,434,106
    ACCOUNTS
  • Average Account Value
    $302,067
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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BADGES
Clean Record
This advisor has a clean track record with regulators.

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