Robert Smith, financial advisor Nashua NH

Robert Smith

CRD Number: 3204902
Current Firm: Raymond James Financial Services Advisors, Inc.

Robert Smith (CRD# 3204902) is an Investment Advisor Representative working at Raymond James Financial Services Advisors, Inc. in Nashua, NH and has over 20 years of experience in the finance industry.

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Company Name Location Dates Years
Raymond James Financial Services,inc Nashua, NH Jan 2013 - Current 7
Raymond James Financial Services Advisors Inc. Nashua, NH Jan 2013 - Current 7
Carriage Barn 142 LLC Groton, MA Sep 2009 - Current 10
Raymond James Financial Services Advisors Burlington, MA May 2009 - Dec 2012 3
Raymond James Financial Services, Inc. Burlington, MA Mar 2006 - Dec 2012 6
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination May 1999
S65 NASAA Investment Advisors Law Examination Jun 1999
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Criminal Record
Get Details on the FINRA Advisor Check site
Contact Info for Robert H. Smith
Phone Number: 727-567-3020
Registered State(s):
  • MA
  • NH
By the Numbers
  • Total Assets Under Management
    117,643
    MILLIONS
  • Total Number of Accounts
    400,197
    ACCOUNTS
  • Average Account Value
    $293,964
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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