Richard Young, financial advisor Fountain Hills AZ

Richard Young

CRD Number: 1063562
Current Firm: Young Capital Management Inc.

Richard Young (CRD# 1063562) is an Investment Advisor Representative working at Young Capital Management Inc. in Fountain Hills, AZ and has over 41 years of experience in the finance industry.

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Company Name Location Dates Years
Young Capital Management Fountain Hills, AZ Sep 1990 - Current 33
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Sep 1982
S65 NASAA Investment Advisors Law Examination Jun 1995
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.

Get Details on the FINRA Advisor Check site
Contact Info for Richard M. Young
Phone Number: 480-837-7507
Registered State(s):
  • AZ
By the Numbers
  • Total Assets Under Management
    70
    MILLIONS
  • Total Number of Accounts
    145
    ACCOUNTS
  • Average Account Value
    $480,159
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
Types of Clients
Registered States

AZ

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