Fred HorrocksCRD Number: 2514244
Current Firm: International Assets Investment Management, LLC
Fred Horrocks (CRD# 2514244) is an Investment Advisor Representative working at International Assets Investment Management, LLC in Orlando, FL and has over 29 years of experience in the finance industry.
Cetera Investment Advisers LLC
Certified Advisory Corp
Financial Harvest Wealth Advisors
|International Assets Advisory, LLC||Collegeville, PA||Feb 2020 - Current||3|
|International Assets Investment Management, LLC||Collegeville, PA||Feb 2020 - Current||3|
|Mml Investors Services||Allentown, PA||Aug 2016 - Dec 2019||3|
|Massmutual||Allentown, PA||Jul 2016 - Dec 2019||3|
|Signator Investors||Roseland, NJ||Jun 2003 - Jul 2016||13|
|John Hancock||Roseland, NJ||Jun 2003 - Jul 2016||13|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Aug 1994|
|S65||NASAA Investment Advisors Law Examination||Feb 1999|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved.Get Details on the FINRA Advisor Check site
Total Assets Under Management1,445MILLIONS
Total Number of Accounts6,618ACCOUNTS
Average Account Value$218,270
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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