David Miller (CRD# 4819204) is the Managing Partner of Auctus Advisors LLC in Charlotte, NC and has over 15 years of experience in the finance industry. He has an MBA in Finance from East Carolina's College of Business and maintains discliplines in Financial Planning and Investment Management.
CRD# 5182920
Moore Investment Partners, LLC
CRD# 862387
Merrill Lynch, Pierce, Fenner & Smith Incorporated
CRD# 2867492
Defender Capital
Company Name | Location | Dates | Years |
---|---|---|---|
Auctus Advisors LLC | Charlotte, NC | Oct 2017 - Current | 6 |
M Holdings Securities | Portland, OR | Jan 2016 - Jan 2018 | 2 |
Mbl Advisors Inc. | Charlotte, NC | Jan 2016 - Dec 2017 | 1 |
Powell Financial, Inc. | Cornelius, NC | Oct 2007 - Jan 2016 | 8 |
Exam Code | Name | Passed Date |
---|---|---|
S63 | Uniform Securities State Law Examination | Dec 2005 |
S65 | NASAA Investment Advisors Law Examination | Jun 2006 |
- NC
- TX
-
Total Assets Under Management401MILLIONS
-
Total Number of Accounts671ACCOUNTS
-
Average Account Value$598,228
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
CA, FL, KS, NC, NE, SC, TX
AUCTUS ADVISORS IS A REGISTERED INVESTMENT ADVISER. INFORMATION PRESENTED IS FOR EDUCATONAL PURPOSES ONLY AND DOES NOT INTEND TO MAKE AN OFFER OR SOLICITATION FOR THE SALE OR PURCHASE OF ANY SPECIFIC SECURITIES, INVESTMENTS, OR INVESTMENT STRATEGIES. INVESTMENTS INVOLVE RISK AND UNLESS OTHERWISE STATED, ARE NOT GUARANTEED. BE SURE TO FIRST CONSULT WITH A QUALIFIED FINANCIAL ADVISER AND/OR TAX PROFESSIONAL BEFORE IMPLEMENTING ANY STRATEGY DISCUSSED HEREIN.
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