David Miller, financial advisor Charlotte NC

David Miller

CRD Number: 4819204
Current Firm: Auctus Advisors LLC
Compensation Model: Fee Only

David Miller (CRD# 4819204) is the Managing Partner of Auctus Advisors LLC in Charlotte, NC and has over 15 years of experience in the finance industry.  He has an MBA in Finance from East Carolina's College of Business and maintains discliplines in Financial Planning and Investment Management.

CONTACT
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Company Name Location Dates Years
Auctus Advisors LLC Charlotte, NC Oct 2017 - Current 6
M Holdings Securities Portland, OR Jan 2016 - Jan 2018 2
Mbl Advisors Inc. Charlotte, NC Jan 2016 - Dec 2017 1
Powell Financial, Inc. Cornelius, NC Oct 2007 - Jan 2016 8
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Dec 2005
S65 NASAA Investment Advisors Law Examination Jun 2006
Contact Info for David B. Miller
By the Numbers
  • Total Assets Under Management
    401
    MILLIONS
  • Total Number of Accounts
    671
    ACCOUNTS
  • Average Account Value
    $598,228
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States
The map below shows states where this firm has explicit registration only.

CA, FL, KS, NC, NE, SC, TX

Firm Disclaimer:

AUCTUS ADVISORS IS A REGISTERED INVESTMENT ADVISER. INFORMATION PRESENTED IS FOR EDUCATONAL PURPOSES ONLY AND DOES NOT INTEND TO MAKE AN OFFER OR SOLICITATION FOR THE SALE OR PURCHASE OF ANY SPECIFIC SECURITIES, INVESTMENTS, OR INVESTMENT STRATEGIES. INVESTMENTS INVOLVE RISK AND UNLESS OTHERWISE STATED, ARE NOT GUARANTEED. BE SURE TO FIRST CONSULT WITH A QUALIFIED FINANCIAL ADVISER AND/OR TAX PROFESSIONAL BEFORE IMPLEMENTING ANY STRATEGY DISCUSSED HEREIN.

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