Be advised. This firm is no longer registered.

Wells Fargo Clearing Services, LLC

Wells Fargo Clearing Services, LLC (CRD# 19616) is a financial advisory firm headquartered in Saint Louis, MO. They manage $409,716,338,968 in 1,359,521 accounts and serve the financial needs of clients across 52 states (or territories).

By the Numbers
  • Total Assets Under Management
    409,716
    MILLION
  • Total Number of Accounts
    1,359,521
    ACCOUNTS
  • Average Account Value
    $301,368
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

Financial Advisors at Wells Fargo Clearing Services, LLC
Showing 1 - 10 of 22,098 top financial advisors.
1
Jonathan J. Neuman
CRD#: 4452118
500 Lake Cook Rd Ste 100, Deerfield, IL 60015
103
Wealthminder
score

Jonathan Neuman (CRD# 4452118) is an Investment Advisor Representative working at Wells Fargo Advisors, LLC in Deerfield, IL and has over 14 years of experience in the finance industry.  

 

Jonathan was a Vice-President at Morgan Stanley prior to joining Wells Fargo Advisors. He holds an MBA from DePaul University and an undergraduate degree in business from The University of Illinois at Chicago where he was inducted into the National Honor Society of Business Students. He is a Certified Financial Planner ("CFP") and a Chartered Financial Consultant ("ChFC"). To learn more about Jonathan and his group, visit www.thenorthshoregroup.wfadv.com 

2
Allen K. Short
CRD#: 5279302
80 S Eighth St Ste 3400, Minneapolis, MN 55402
103
Wealthminder
score
Allen Short (CRD# 5279302) is an Investment Advisor Representative working at Wells Fargo Advisors, LLC in Minneapolis, MN and has over 9 years of experience in the finance industry. Allen Short has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination,pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which putclients' interests first and comply with the Financial Planning Practice Standards.
3
Robert H. Ainslie
CRD#: 4176455
2430 N Triphammer Rd, Ste A, Ithaca, NY 14850
101
Wealthminder
score

Robert Ainslie (CRD# 4176455) is an Investment Advisor Representative working at Wells Fargo Clearing Services, LLC in Ithaca, NY and has over 18 years of experience in the finance industry. Robert Ainslie has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

4
Jeff D. Cafiero
CRD#: 4642024
Two Tower Center 8th Fl, East Brunswick, NJ 08816
101
Wealthminder
score

Jeff Cafiero (CRD# 4642024) is an Investment Advisor Representative working at Wells Fargo Clearing Services, LLC in East Brunswick, NJ and has over 15 years of experience in the finance industry.

5
Christopher J. Carbone
CRD#: 1548675
4848 Commercial Dr Ste 900, New Hartford, NY 13413
101
Wealthminder
score

Christopher Carbone (CRD# 1548675) is an Investment Advisor Representative working at Wells Fargo Clearing Services, LLC in New Hartford, NY and has over 32 years of experience in the finance industry. Christopher Carbone has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

6
Jeffrey T. Macaluso
CRD#: 2564269
123 S Broad St, [l1-rbo], Philadelphia, PA 19109
101
Wealthminder
score

Jeffrey Macaluso (CRD# 2564269) is an Investment Advisor Representative working at Wells Fargo Clearing Services, LLC in Philadelphia, PA and has over 18 years of experience in the finance industry.

7
Stephen H. Reagh
CRD#: 1376675
33 River St, Chagrin Falls, OH 44022
101
Wealthminder
score

Stephen Reagh (CRD# 1376675) is an Investment Advisor Representative working at Wells Fargo Clearing Services, LLC in Chagrin Falls, OH and has over 33 years of experience in the finance industry. Stephen Reagh has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

8
Eric A. Gustafson
CRD#: 5305235
13330 California St Ste 100, Omaha, NE 68154
100
Wealthminder
score

Eric Gustafson (CRD# 5305235) is an Investment Advisor Representative working at Wells Fargo Advisors, LLC in Omaha, NE and has 8 years of experience in the finance industry.

9
Robert E. Vingi
CRD#: 2491201
177 Meeting Street- 4th Floor, Charleston, SC 29401
100
Wealthminder
score

Robert Vingi (CRD# 2491201) is an Investment Advisor Representative working at Wells Fargo Advisors, LLC in Charleston, SC and has over 21 years of experience in the finance industry.

10
Casey J. Berrall
CRD#: 4725677
20800 Swenson Dr, Ste 200, Waukesha, WI 53186
98
Wealthminder
score
Casey Berrall (CRD# 4725677) is an Investment Advisor Representative working at Wells Fargo Clearing Services, LLC in Waukesha, WI and has over 14 years of experience in the finance industry.
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