Waddell & Reed

Waddell & Reed (CRD# 866) is a financial advisory firm headquartered in Overland Park, KS. They manage $19,056,892,005 in 153,035 accounts and serve the financial needs of clients across 52 states (or territories).

By the Numbers
  • Total Assets Under Management
    19,057
    MILLION
  • Total Number of Accounts
    153,035
    ACCOUNTS
  • Average Account Value
    $124,526
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

Financial Advisors at Waddell & Reed
Showing 1 - 10 of 2,116 top financial advisors.
1
Daniel A. Lockwood
CRD#: 3080178
311 South Wacker Drive, Suite 3250, Chicago, IL 60606
104
Wealthminder
score

Daniel Lockwood (CRD# 3080178) is an Investment Advisor Representative working at Waddell & Reed in Chicago, IL and has over 16 years of experience in the finance industry. Daniel Lockwood has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination,pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which puts clients' interests first and comply with the Financial Planning Practice Standards.

2
Craig S. Johlfs
CRD#: 5267609
4582 S Ulster St, Suite 103, Denver, CO 80237
103
Wealthminder
score

Craig Johlfs (CRD# 5267609) is an Investment Advisor Representative working at Waddell & Reed in Denver, CO.

 

Craig began his career at Waddell & Reed in early 2007. He identified with the firm’s approach to a client-centric and planning-driven approach to the client experience. He began with a genuine interest in adding value to every relationship, every step of the way. Craig accomplishes this by utilizing a ‘strategy first’ holistic approach with product-agnostic recommendations. Fostering long-term relationships with his clients is extremely important to Craig and his growing practice. He and his team agree that wealth planning is a top priority and we want to be there for you, adding value, every step of the way.

During his free time, Craig and his family enjoy spending time together in the great outdoors, traveling, and making memories along the way.

 

 

Craig Johlfs has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination,pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which putclients' interests first and comply with the Financial Planning Practice Standards.

 

“I became a financial advisor for one simple reason – my goal of adding value to your financial life above and beyond where you are today. We’ll be there with you, improving every step of the way”.

--- Craig Johlfs, CFP®, AAMS®, AWMA®, CMFC®

3
Jennifer E. Malone
CRD#: 5141647
900 W 48th Place, Suite 120, Kansas City, MO 64112
103
Wealthminder
score

Jennifer Malone (CRD# 5141647) is an Investment Advisor Representative working at Waddell & Reed in Kansas City, MO and has over 11 years of experience in the finance industry. Jennifer Malone has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

4
Michael L. Haman
CRD#: 5399902
1001 S. 70th, Suite 102, Lincoln, NE 68510
101
Wealthminder
score
Michael Haman (CRD# 5399902) is an Investment Advisor Representative working at Waddell & Reed in Lincoln, NE and has over 9 years of experience in the finance industry.
5
Ryan E. Kelley
CRD#: 5337880
1875 South Grant St, Suite 750, San Mateo, CA 94402
101
Wealthminder
score

Ryan Kelley (CRD# 5337880) is an Investment Advisor Representative working at Waddell & Reed in San Mateo, CA and has over 11 years of experience in the finance industry.

6
Thomas H. Sauer
CRD#: 4855999
6000 Fairview Rd, Ste 310, Charlotte, NC 28210
101
Wealthminder
score

Thomas Sauer (CRD# 4855999) is an Investment Advisor Representative working at Waddell & Reed in Charlotte, NC and has over 14 years of experience in the finance industry. Thomas Sauer has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

7
Levi J. Befort
CRD#: 5107890
2765 Commerce Dr Nw, Suite 110, Rochester, MN 55901
100
Wealthminder
score
Levi Befort (CRD# 5107890) is an Investment Advisor Representative working at Waddell & Reed in Rochester, MN and has over 10 years of experience in the finance industry.
8
Brian J. Diehlman
CRD#: 3235469
3810 Springhurst Blvd, Suite 300, Louisville, KY 40241
100
Wealthminder
score

Brian Diehlman (CRD# 3235469) is an Investment Advisor Representative working at Waddell & Reed in Louisville, KY and has over 13 years of experience in the finance industry.

9
Catherine L. Lafee
CRD#: 2576685
7001 N Scottsdale Rd, Suite 2035, Scottsdale, AZ 85253
100
Wealthminder
score

Catherine Lafee (CRD# 2576685) is an Investment Advisor Representative working at Waddell & Reed in Scottsdale, AZ and has over 25 years of experience in the finance industry.

10
Brian D. Swilling
CRD#: 4956839
6000 Fairview Rd, Ste 310, Charlotte, NC 28210
100
Wealthminder
score

Brian Swilling (CRD# 4956839) is an Investment Advisor Representative working at Waddell & Reed in Charlotte, NC and has over 12 years of experience in the finance industry.

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