Vaughan Nelson Investment Management, LP

Vaughan Nelson Investment Management, LP (CRD# 106975) is a financial advisory firm headquartered in Houston, TX. They manage $12,343,621,752 in 423 accounts and serve the financial needs of clients across 51 states (or territories).

By the Numbers
  • Total Assets Under Management
    12,344
    MILLION
  • Total Number of Accounts
    423
    ACCOUNTS
  • Average Account Value
    $29,181,139
Compensation Options
  • A percentage of assets under your management
  • Performance-based fees
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies (as well as "business development companies")
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
Types of Clients
Registered States
The map below shows states where this firm has explicit registration only.

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY

Financial Advisors at Vaughan Nelson Investment Management, LP
Showing 1 - 7 of 7 top financial advisors.
1
Dennis G. Alff
CRD#: 5455166
600 Travis, Suite 6300, Houston, TX 77002

Dennis Alff (CRD# 5455166) is an Investment Advisor Representative working at Vaughan Nelson Investment Management, LP in Houston, TX and has 1 year of experience in the finance industry.

2
Danika H. Cline
CRD#: 6230043
600 Travis, Suite 6300, Houston, TX 77002

Danika Cline (CRD# 6230043) is an Investment Advisor Representative working at Vaughan Nelson Investment Management, LP in Houston, TX and has 1 year of experience in the finance industry.

3
Mark E. Farrell
CRD#: 4520281
600 Travis, Suite 6300, Houston, TX 77002

Mark Farrell (CRD# 4520281) is an Investment Advisor Representative working at Vaughan Nelson Investment Management, LP in Houston, TX and has over 24 years of experience in the finance industry.

4
Blanca L. Garza
CRD#: 2656018
600 Travis, Suite 6300, Houston, TX 77002

Blanca Garza (CRD# 2656018) is an Investment Advisor Representative working at Vaughan Nelson Investment Management, LP in Houston, TX and has over 28 years of experience in the finance industry.

5
Christopher D. Wallis
CRD#: 3103840
600 Travis, Suite 6300, Houston, TX 77002

Christopher Wallis (CRD# 3103840) is an Investment Advisor Representative working at Vaughan Nelson Investment Management, LP in Houston, TX and has over 25 years of experience in the finance industry.

6
Scott J. Weber
CRD#: 2935472
600 Travis, Suite 6300, Houston, TX 77002

Scott Weber (CRD# 2935472) is an Investment Advisor Representative working at Vaughan Nelson Investment Management, LP in Houston, TX and has over 26 years of experience in the finance industry.

7
Matthew E. Caire
CRD#: 5821404
600 Travis, Suite 3800, Houston, TX 77002

Matthew Caire (CRD# 5821404) is an Investment Advisor Representative working at Vaughan Nelson Investment Management, LP in Houston, TX and has over 13 years of experience in the finance industry.

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