Vanguard Advisers, Inc.

Vanguard Advisers, Inc. (CRD# 106715) is a financial advisory firm headquartered in Malvern, PA. They manage $160,926,810,750 in 460,532 accounts and serve the financial needs of clients across 53 states (or territories).

By the Numbers
  • Total Assets Under Management
    160,927
    MILLION
  • Total Number of Accounts
    460,532
    ACCOUNTS
  • Average Account Value
    $349,437
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

Financial Advisors at Vanguard Advisers, Inc.
Showing 11 - 20 of 1,794 top financial advisors.
11
Stephen S. Ajemian
CRD#: 3253690
100 Vanguard Blvd, M39, Malvern, PA 19355

Stephen Ajemian (CRD# 3253690) is an Investment Advisor Representative working at Vanguard Advisers, Inc. in Malvern, PA and has over 20 years of experience in the finance industry. Stephen Ajemian has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

12
Hamad Akhtar
CRD#: 5687504
100 Vanguard Blvd, M39, Malvern, PA 19355

Hamad Akhtar (CRD# 5687504) is an Investment Advisor Representative working at Vanguard Advisers, Inc. in Malvern, PA and has over 10 years of experience in the finance industry.

13
Adedeji M. Akintoye
CRD#: 5170697
100 Vanguard Boulevard, Malvern, PA 19355

Adedeji Akintoye (CRD# 5170697) is an Investment Advisor Representative working at Vanguard Advisers, Inc. in Malvern, PA and has over 11 years of experience in the finance industry. Adedeji Akintoye has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

14
Pauline B. Alden
CRD#: 5505536
100 Vanguard Blvd, M39, Malvern, PA 19355

Pauline Alden (CRD# 5505536) is an Investment Advisor Representative working at Vanguard Advisers, Inc. in Malvern, PA and has over 11 years of experience in the finance industry. Pauline Alden has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

15
Syed M. Ali
CRD#: 4967592
100 Vanguard Blvd, Malvern, PA 19355

Syed Ali (CRD# 4967592) is an Investment Advisor Representative working at Vanguard Advisers, Inc. in Malvern, PA and has over 14 years of experience in the finance industry. Syed Ali has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

16
Wesley G. Aliotti
CRD#: 6608514
2525 Water Ridge Parkway, 1 North Falls Plaza, 100, Charlotte, NC 28217

Wesley Aliotti (CRD# 6608514) is an Investment Advisor Representative working at Vanguard Advisers, Inc. in Charlotte, NC and has over 4 years of experience in the finance industry.

17
Anthony P. Allen
CRD#: 5717690
2525 Water Ridge Parkway, 1north Falls Plaza, Ste 100, Charlotte, NC 28217

Anthony Allen (CRD# 5717690) is an Investment Advisor Representative working at Vanguard Advisers, Inc. in Charlotte, NC and has over 10 years of experience in the finance industry. Anthony Allen has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

18
Caroline E. Allen
CRD#: 5942406
14321 N Northsight, Scottsdale, AZ 85260

Caroline Allen (CRD# 5942406) is an Investment Advisor Representative working at Vanguard Advisers, Inc. in Scottsdale, AZ and has over 8 years of experience in the finance industry. Caroline Allen has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

19
Derek Allen
CRD#: 5206530
14321 N Northsight Blvd, Scottsdale, AZ 85260

Derek Allen (CRD# 5206530) is an Investment Advisor Representative working at Vanguard Advisers, Inc. in Scottsdale, AZ and has over 12 years of experience in the finance industry. Derek Allen has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

20
Andrew E. Allison
CRD#: 5818261
14321 N Northsight Blvd, Scottsdale, AZ 85260

Andrew Allison (CRD# 5818261) is an Investment Advisor Representative working at Vanguard Advisers, Inc. in Scottsdale, AZ and has over 9 years of experience in the finance industry.

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