Ubs Financial Services Inc.

Ubs Financial Services Inc. (CRD# 8174) is a financial advisory firm headquartered in Weehawken, NJ. They manage $496,034,949,376 in 957,738 accounts and serve the financial needs of clients across 49 states (or territories).

By the Numbers
  • Total Assets Under Management
    496,035
    MILLION
  • Total Number of Accounts
    957,738
    ACCOUNTS
  • Average Account Value
    $517,923
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Security ratings or pricing services
  • Educational seminars/workshops
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

Financial Advisors at Ubs Financial Services Inc.
Showing 41 - 50 of 9,910 top financial advisors.
41
Jeffrey P. Adams
CRD#: 2768332
12220 El Camino Real, Suite 400, San Diego, CA 92130

Jeffrey Adams (CRD# 2768332) is an Investment Advisor Representative working at Ubs Financial Services Inc. in San Diego, CA and has over 23 years of experience in the finance industry.

42
John S. Adams
CRD#: 1159791
925 4th Ave, 31st & 32nd Floor, Seattle, WA 98104

John Adams (CRD# 1159791) is an Investment Advisor Representative working at Ubs Financial Services Inc. in Seattle, WA and has over 36 years of experience in the finance industry.

43
John B. Adams
CRD#: 6849151
11325 North Community House Road, Suite 600, Charlotte, NC 28277

John Adams (CRD# 6849151) is an Investment Advisor Representative working at Ubs Financial Services Inc. in Charlotte, NC and has over 2 years of experience in the finance industry.

44
Lorraine K. Adams
CRD#: 4272006
One Pointe Drive, Suite 140, Brea, CA 92821

Lorraine Adams (CRD# 4272006) is an Investment Advisor Representative working at Ubs Financial Services Inc. in Brea, CA and has over 4 years of experience in the finance industry.

45
Marjorie A. Adams
CRD#: 1496846
315 Deadrick Street, 16th Floor, Nashville, TN 37238

Marjorie Adams (CRD# 1496846) is an Investment Advisor Representative working at Ubs Financial Services Inc. in Nashville, TN and has over 16 years of experience in the finance industry.

46
Michael R. Adams
CRD#: 3017989
One Valmont Plaza; Suite 300, Omaha, NE 68154

Michael Adams (CRD# 3017989) is an Investment Advisor Representative working at Ubs Financial Services Inc. in Omaha, NE and has over 22 years of experience in the finance industry.

47
Nichole Elizabeth E. Adams
CRD#: 4907232
1200 Prospect Street, Suite 100, La Jolla, CA 92037

Nichole Elizabeth Adams (CRD# 4907232) is an Investment Advisor Representative working at Ubs Financial Services Inc. in La Jolla, CA and has over 14 years of experience in the finance industry.

48
Patrick M. Adams
CRD#: 2039213
110 S. Union St., Suite 101, Alexandria, VA 22314

Patrick Adams (CRD# 2039213) is an Investment Advisor Representative working at Ubs Financial Services Inc. in Alexandria, VA and has over 30 years of experience in the finance industry.

49
Paul R. Adams
CRD#: 2921005
601 108th Avenue Northeast, Bellevue, WA 98004

Paul Adams (CRD# 2921005) is an Investment Advisor Representative working at Ubs Financial Services Inc. in Bellevue, WA and has over 22 years of experience in the finance industry.

50
Seth C. Adams
CRD#: 3138057
2 Union Plaza, New London, CT 06320

Seth Adams (CRD# 3138057) is an Investment Advisor Representative working at Ubs Financial Services Inc. in New London, CT and has over 20 years of experience in the finance industry.

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