Ubs Financial Services Inc.

Ubs Financial Services Inc. (CRD# 8174) is a financial advisory firm headquartered in Weehawken, NJ. They manage $496,034,949,376 in 957,738 accounts and serve the financial needs of clients across 49 states (or territories).

By the Numbers
  • Total Assets Under Management
    496,035
    MILLION
  • Total Number of Accounts
    957,738
    ACCOUNTS
  • Average Account Value
    $517,923
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Security ratings or pricing services
  • Educational seminars/workshops
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

Financial Advisors at Ubs Financial Services Inc.
Showing 31 - 40 of 9,910 top financial advisors.
31
Elizabeth Adam
CRD#: 1654353
150 Second Ave. North, Suite 1000, Saint Petersburg, FL 33701

Elizabeth Adam (CRD# 1654353) is an Investment Advisor Representative working at Ubs Financial Services Inc. in Saint Petersburg, FL and has over 23 years of experience in the finance industry.

32
Brian J. Adams
CRD#: 6059380
5800 Hidcote Drive, Suite 200, Lincoln, NE 68516

Brian Adams (CRD# 6059380) is an Investment Advisor Representative working at Ubs Financial Services Inc. in Lincoln, NE and has over 7 years of experience in the finance industry.

33
Chad Adams
CRD#: 4945927
3000 A Street, Suite 100, Anchorage, AK 99503

Chad Adams (CRD# 4945927) is an Investment Advisor Representative working at Ubs Financial Services Inc. in Anchorage, AK and has over 13 years of experience in the finance industry.

34
Charles M. Adams
CRD#: 2558719
3000 A Street, Suite 100, Anchorage, AK 99503

Charles Adams (CRD# 2558719) is an Investment Advisor Representative working at Ubs Financial Services Inc. in Anchorage, AK and has over 25 years of experience in the finance industry.

35
Claire A. Adams
CRD#: 1257320
55 William Street, Wellesley, MA 02481

Claire Adams (CRD# 1257320) is an Investment Advisor Representative working at Ubs Financial Services Inc. in Wellesley, MA and has over 35 years of experience in the finance industry. Claire Adams has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

36
Daniel R. Adams
CRD#: 1754705
2 Union Plaza, New London, CT 06320

Daniel Adams (CRD# 1754705) is an Investment Advisor Representative working at Ubs Financial Services Inc. in New London, CT and has over 32 years of experience in the finance industry.

37
Donald W. Adams
CRD#: 1986789
681 East Lake Street, Suite 354, Wayzata, MN 55391

Donald Adams (CRD# 1986789) is an Investment Advisor Representative working at Ubs Financial Services Inc. in Wayzata, MN and has over 30 years of experience in the finance industry. Donald Adams has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

38
Douglas S. Adams
CRD#: 2899466
925 4th Ave, 31st & 32nd Floor, Seattle, WA 98104

Douglas Adams (CRD# 2899466) is an Investment Advisor Representative working at Ubs Financial Services Inc. in Seattle, WA and has over 22 years of experience in the finance industry.

39
Holly L. Adams
CRD#: 6308347
3102 West End Avenue, Suite 780, Nashville, TN 37203

Holly Adams (CRD# 6308347) is an Investment Advisor Representative working at Ubs Financial Services Inc. in Nashville, TN and has over 4 years of experience in the finance industry.

40
Jason S. Adams
CRD#: 3263959
7700 Wisconsin Ave, Suite 300, Bethesda, MD 20814

Jason Adams (CRD# 3263959) is an Investment Advisor Representative working at Ubs Financial Services Inc. in Bethesda, MD and has over 19 years of experience in the finance industry.

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