Stifel, Nicolaus & Company, Incorporated

Stifel, Nicolaus & Company, Incorporated (CRD# 793) is a financial advisory firm headquartered in Saint Louis, MO. They manage $74,649,055,670 in 216,315 accounts and serve the financial needs of clients across 52 states (or territories).

By the Numbers
  • Total Assets Under Management
    74,649
    MILLION
  • Total Number of Accounts
    216,315
    ACCOUNTS
  • Average Account Value
    $345,094
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

Financial Advisors at Stifel, Nicolaus & Company, Incorporated
Showing 41 - 50 of 3,059 top financial advisors.
41
David D. Almquist
CRD#: 846960
400 Spectrum Center Drive, Irvine, CA 92618

David Almquist (CRD# 846960) is an Investment Advisor Representative working at Stifel, Nicolaus & Company, Incorporated in Irvine, CA and has over 39 years of experience in the finance industry.

42
Steven D. Alper
CRD#: 1779333
1095 Avenue Of The Americas, 3rd & 4th Floors, New York, NY 10036

Steven Alper (CRD# 1779333) is an Investment Advisor Representative working at Stifel, Nicolaus & Company, Incorporated in New York, NY and has over 32 years of experience in the finance industry.

43
Kenneth S. Alter
CRD#: 2147698
2121 Avenue Of The Stars (fox Plaza), Suite 2100, Los Angeles, CA 90024

Kenneth Alter (CRD# 2147698) is an Investment Advisor Representative working at Stifel, Nicolaus & Company, Incorporated in Los Angeles, CA and has over 28 years of experience in the finance industry.

44
David J. Altman
CRD#: 1871039
1901 Orange Tree Lane, Suite 110, Redlands, CA 92374

David Altman (CRD# 1871039) is an Investment Advisor Representative working at Stifel, Nicolaus & Company, Incorporated in Redlands, CA and has over 31 years of experience in the finance industry.

45
Nichola J. Altmeyer
CRD#: 1676775
2021 S. Lindbergh Blvd., Frontenac, MO 63131

Nichola Altmeyer (CRD# 1676775) is an Investment Advisor Representative working at Stifel, Nicolaus & Company, Incorporated in Frontenac, MO and has over 32 years of experience in the finance industry.

46
Mary Amato
CRD#: 2044313
2 North Tamiami Trail, Sarasota, FL 34236

Mary Amato (CRD# 2044313) is an Investment Advisor Representative working at Stifel, Nicolaus & Company, Incorporated in Sarasota, FL and has over 17 years of experience in the finance industry.

47
Michael C. Amato
CRD#: 2116535
1095 Avenue Of The Americas, 3rd & 4th Floors, New York, NY 10036

Michael Amato (CRD# 2116535) is an Investment Advisor Representative working at Stifel, Nicolaus & Company, Incorporated in New York, NY and has over 29 years of experience in the finance industry. Michael Amato has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

48
Lori Amoroso
CRD#: 2571539
1095 Avenue Of The Americas, 3rd & 4th Floors, New York, NY 10036

Lori Amoroso (CRD# 2571539) is an Investment Advisor Representative working at Stifel, Nicolaus & Company, Incorporated in New York, NY and has over 23 years of experience in the finance industry.

49
Clinton E. Anderson
CRD#: 5106924
40 Corporate Woods Building, 9401 Indian Creek Parkway, Suite 1100, Overland Park, KS 66210

Clinton Anderson (CRD# 5106924) is an Investment Advisor Representative working at Stifel, Nicolaus & Company, Incorporated in Overland Park, KS and has over 13 years of experience in the finance industry.

50
Dan E. Anderson
CRD#: 2149513
233 12th Street, Suite 100-a, Columbus, GA 31901

Dan Anderson (CRD# 2149513) is an Investment Advisor Representative working at Stifel, Nicolaus & Company, Incorporated in Columbus, GA and has over 25 years of experience in the finance industry.

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