Spectrum Asset Management, Inc.

Spectrum Asset Management, Inc. (CRD# 300463) is a financial advisory firm headquartered in Stamford, CT. They manage $19,017,299,092 in 81 accounts and serve the financial needs of clients across 52 states (or territories).

Current Firm Details
2 High Ridge Park, Stamford, CT 06905
https://www.samipfd.com
By the Numbers
  • Total Assets Under Management
    19,017
    MILLION
  • Total Number of Accounts
    81
    ACCOUNTS
  • Average Account Value
    $234,781,470
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies (as well as "business development companies")
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
Types of Clients
Registered States
The map below shows states where this firm has explicit registration only.

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY

Financial Advisors at Spectrum Asset Management, Inc.
Showing 1 - 3 of 3 top financial advisors.
1
Matthew Byer, financial advisor Stamford CT
Matthew R. Byer
CRD#: 3120607
2 High Ridge Park, Stamford, CT 06905

Matthew Byer (CRD# 3120607) is an Investment Advisor Representative working at Spectrum Asset Management, Inc. in Stamford, CT and has over 16 years of experience in the finance industry.

2
Kevin Nugent, financial advisor Stamford CT
Kevin O. Nugent
CRD#: 1555933
2 High Ridge Park, Stamford, CT 06905

Kevin Nugent (CRD# 1555933) is an Investment Advisor Representative working at Spectrum Asset Management, Inc. in Stamford, CT and has over 31 years of experience in the finance industry.

3
Steven Solmonson, financial advisor Stamford CT
Steven J. Solmonson
CRD#: 1367437
2 High Ridge Park, Stamford, CT 06905

Steven Solmonson (CRD# 1367437) is an Investment Advisor Representative working at Spectrum Asset Management, Inc. in Stamford, CT and has over 27 years of experience in the finance industry.

Our primary data source is public filings of Form ADV as published by the Securities and Exchange Commission (SEC) and made available in accordance with the Freedom of Information Act (FOIA). Supplementary information may be provided by listed advisors or their representatives.

Because many firms provide a variety of products or services, an individual may or may not be registered to operate under all services provided by the firm.

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